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The law firm is investing in Nashville-based Center Street Securities Inc. and Missouri-based Moloney Securities Co. Inc. for disclosure failures concerning GPB Automotive and GPB Holdings due to potential investment fraud. On December 29, 2022, the Financial Industry Regulatory Authority (FINRA) found, in a regulatory proceeding, that between May 4, […]
The law firm is investing in FSC Securities, Royal Alliance, SagePoint Financial, and Woodbury Financial for disclosure failures concerning GPB Automotive due to potential investment fraud. On November 30, 2022, the Financial Industry Regulatory Authority (FINRA) found, in a regulatory proceeding, that FSC Securities, Royal Alliance, SagePoint Financial, and Woodbury Financial […]
The law firm is investigating losses suffered by customers of Wedbush Securities from defaulted bonds due to investment fraud. On November 2, 2022, the Financial Industry Regulatory Authority (FINRA), in a regulatory proceeding against Wedbush Securities, found that, from January 2013 to December 2018, it sent account statements to […]
Zamansky LLC announces that it is investigating family-owned brokerage firm and investment bank, Herbert J. Sims & Co. Inc. (“HJ Sims”), headquartered in Fairfield, CT, over sales of its Reg D offerings. Over the past 10 years, HJ Sims was the sole brokerage firm selling 84 private securities offerings under […]
We are investigating potential legal claims of failure to supervise and “selling away” on behalf of investors who were victims of the Crew Capital Group and Stephen Romney Swenson Ponzi scheme investment fraud. Any victim of this Ponzi scheme should contact us for an evaluation of whether any of the […]
Zamansky LLC is investigating Aegis Capital Corp. (“Aegis Capital”) in relation to the firm’s sale of variable interest rate structured products (VRSPs) to retail investors. Aegis Capital recently entered into a consent decree with the U.S. Securities and Exchange Commission (SEC) in relation to its sale of VRSPs, and as […]
Understanding GWG L Bond Losses and How Emerson Equity Allegedly Defrauded Investors Through the Sale of High-Risk L Bonds Latest News: GWG Holdings Inc filed for Chapter 11 Bankruptcy on 4/20/2022. The time for investors to act is now! When GWG Holdings Inc. (GWG) defaulted on its L bond interest […]
FINRA arbitration attorney Jake Zamansky and his team are investigating potential legal claims on behalf of investors who were customers of former UBS Financial Services Inc.’s (“UBS”) financial advisor. Paul Ronald Koch, of Wayzata, Minnesota. According to his FINRA BrokerCheck report, Koch has been barred from association with any securities […]
Investment fraud attorney Jake Zamansky and his team are investigating possible claims on behalf of customers who have been harmed by the alleged misappropriation of customer funds by financial advisor Robert Turner of Waco, Texas. What Happened to Bring About the Investigation? UBS Financial Services is suing former financial adviser […]
Investment fraud attorney Jake Zamansky and his team are investigating potential legal claims on behalf of investors who were customers of former Morgan Stanley financial advisor, Shawn E. Good, in Wilmington, North Carolina. On April 14, 2022, the Financial Industry Regulatory Authority (FINRA) permanently barred Mr. Good from any association […]