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Helping Investors Who Have Suffered Losses in the Alleged Ponzi Scheme Involving Horizon Private Equity III Fund and Oppenheimer Financial Advisors John J. Woods, Michael Mooney, and Arthur Brown On August 20, 2021, the Securities and Exchange Commission (SEC) filed a Complaint against John J. Woods, Michael Mooney and Arthur […]
Zamansky LLC Investigates Investor Losses at Harvest Group Wealth Management LLC and Purshe Kaplan Sterling Investments Due to Proshares Ultra QQQ (QLD) and Proshares Ultra S&P 500 (SSO) We are investigating potential legal claims on behalf of investors with accounts at Harvest Group Wealth Management LLC in Waltham, MA, and […]
The U.S. Securities and Exchange Commission (SEC) has accused GPB Capital and multiple individuals affiliated with the firm of operating a $1.7 billion Ponzi scheme that victimized approximately 17,000 investors. Our firm has launched an investigation as well, and we are currently accepting cases against GPB Capital to be filed […]
Investment fraud attorney Jake Zamansky and the team at Zamansky LLC are investigating potential legal claims for investors who were victims of an alleged Ponzi scheme run by Philip R. Corvia and Jefferson Resources Inc. in Shoreham, New York. Mr. Corvia, who died on August 12, 2021, was a registered […]
Investment fraud attorney Jake Zamansky and his team at Zamansky LLC are investigating potential legal claims for investors of CION Investment Corporation (NYSE) against broker-dealers and investment firms that recommended and sold the stock. CION is a business development company (BDC) that focuses on providing loans to middle-market companies. On […]
Investment fraud attorney Jake Zamansky and his team are investigating potential legal claims of fraud, misrepresentation, unsuitability and sales practice violations on behalf of investors who purchased any Northstar Financial Services (Bermuda) Ltd. annuity or investment product (“Northstar”), through a FINRA-member brokerage firm. Northstar is currently under bankruptcy liquidation in […]
Our UBS Yes Strategy Lawyers Score a Big Win On September 15, 2021, our firm succeeded in securing a $358,000 arbitration award on behalf of a UBS yield enhancement strategy (YES) investor. The three-member arbitration panel also ordered UBS to pay more than 90 percent of the fees incurred for […]
The law firm is investigating potential legal claims for investors who purchased shares of the LJM Growth and Preservation Fund (LJM) through Cambridge Investment Research, and then suffered losses when LJM collapsed. Recently, the Financial Industry Regulatory Authority (FINRA) reached a regulatory settlement with Cambridge Investment Research in which the […]
We are investigating potential legal claims on behalf of investors who purchased L Bonds of GWG Holdings Inc. (GWGH). GWGH issued $1 billion L Bonds to investors with maturities of two to seven years to finance its purchase of life insurance policies. Recently, these L Bonds defaulted in paying interest, […]
Have You Suffered Losses with the UBS YES Strategy? UBS Is Currently Facing Multiple Investor Fraud Claims Related to Its Yield Enhancement Strategy. Like most large investment brokerage firms, UBS has faced its fair share of scrutiny in recent years. While the firm has been the subject of investigations targeting […]