Zamansky LLC Investigates Newbridge Securities Corp. and Sandlapper Securities LLC Over Sales of Private Placements

The law firm is investigating Newbridge Securities Corp. (“Newbridge”) located in Boca Raton, Florida, and Sandlapper Securities LLC (“Sandlapper”) located in Greenville, South Carolina, over sales of private investments to investors. According to a recent Wall Street Journal article, investors at Newbridge “have a one in four chance of getting a broker there with at …

Zamansky LLC Investigates Dean Mustaphilli and Mustaphilli Capital Partners Fund, L.P.

The law firm is investigating Dean Mustaphilli and his hedge fund, Mustaphilli Capital Partners Fund, L.P., for alleged fraud, as well as potential claims for supervisory failures and aiding and abetting by his trading firms. On June 14, 2017, the New York Attorney General’s Office charged Mustaphilli with defrauding elderly investors of millions of dollars.  …

Zamansky LLC Investigates the Premium Point Mortgage Credit Fund and the Premium Point New Issue Opportunity Fund

The law firm is investigating Premium Point Investments LLP (“Premium Point”), which managed two hedge funds, the Premium Point Mortgage Credit Fund Ltd. and the Premium Point New Issue Opportunity Fund Ltd.  These funds each had onshore and offshore feeder funds. On May 9, 2018, the SEC filed a Complaint against Premium Point and its …

Zamansky LLC Investigates Long Island Financial Advisor Steve Pagartanis of Setauket, New York

The law firm is investigating Long Island financial planner and advisor Steve Pagartanis of Omega Planning Associates in Setauket, New York.  Through Omega Planning Associates, Pagartanis has engaged in business as an insurance agent selling life insurance and elder care policies, and as a college financial planner.  Separately, he has also engaged in the business …

Zamansky LLC Investigates Merrill Lynch Financial Advisor Thomas J. Buck In Carmel, Indiana

The law firm is investigating legal claims for customers of former Merrill Lynch financial advisor Thomas J. Buck (“Buck”), of Carmel, Indiana.  Buck led the Buck Team at Merrill Lynch and was one of the office’s highest producers, with over 3,000 accounts and $1.3 billion in assets under management. On October 31, 2017, Buck pled …

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