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7 Common Investors Claims in FINRA Arbitration in 2022

June 28, 2022 Blog

Each year we represent dozens of investors who have suffered fraudulent losses in FINRA arbitration. The Financial Industry Regulatory Authority (FINRA) regulates securities brokers and brokerage firms, and FINRA arbitration provides a streamlined forum for defrauded investors to pursue claims for recovery. Now that we’re halfway through the year, here […]

Structured Product Losses Mount From Ukraine War

March 14, 2022 Blog

Wall Street brokers such as UBS, Morgan Stanley and Merrill Lynch sold billions of dollars in complex “structured products or notes” to their retail customers in recent years. Brokers pitched the structured products as “low risk” bond-like investments with higher yields. Unfortunately, many customers were not told of the significant […]

Attorney Jake Zamansky Comments on Wells Fargo’s Appeal of Fraud Ruling in

March 8, 2022 Breaking News

Wells Fargo recently appealed a Georgia judge’s decision that the financial institution and its outside lawyer committed fraud on FINRA, rigging the investor dispute process and putting into question the fairness of the regulator’s entire arbitration system. We’ve discussed the legal woes surrounding Wells Fargo in the past; however, this […]

Jake Zamansky Quoted in About the Investigation of Tony Barouti in GWG Holdings L Bond Fraud

March 4, 2022 Breaking News

Many Iranian-Americans invested in GWG Holdings L Bonds after hearing a pitch by financial adviser Tony Barouti on his Persian-language radio show. As we have previously reported, our investment fraud attorneys are investigating and pursuing claims of alleged securities fraud, investment fraud, misrepresentation, breach of fiduciary duty, and other unsuitability violations toward […]

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