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Investment Fraud Lawyer Jake Zamansky was recently quoted in Ignites, a service from the Financial Times, about the SEC’s fraudulent 401(k) coin scam case. Read the full article here.
As retail investors wait to see how the markets will ultimately respond to the turmoil of 2022, it is important to keep in mind that market downturns are not the only risks these investors face. Investment fraud is a very real concern as well, and investors face risks ranging from […]
Understanding GWG L Bond Losses and How Emerson Equity Allegedly Defrauded Investors Through the Sale of High-Risk L Bonds Latest News: GWG Holdings Inc filed for Chapter 11 Bankruptcy on 4/20/2022. The time for investors to act is now! When GWG Holdings Inc. (GWG) defaulted on its L bond interest […]
Clients Recover 100% of UBS YES Loss Recently, we discussed how the tables were turning in favor of investors who were involved in UBS-YES arbitration. Attorney Jake Zamansky and his team are proud to announce that our work has added to the recent wins by investors. See the significant FINRA […]
The U.S. Securities and Exchange Commission (SEC) has announced a landmark settlement with UBS Financial Services Inc. related to the firm’s Yield Enhancement Strategy (YES). According to the SEC, UBS “has agreed to pay approximately $25 million to settle fraud charges relating to a complex investment strategy referred to as […]
Each year we represent dozens of investors who have suffered fraudulent losses in FINRA arbitration. The Financial Industry Regulatory Authority (FINRA) regulates securities brokers and brokerage firms, and FINRA arbitration provides a streamlined forum for defrauded investors to pursue claims for recovery. Now that we’re halfway through the year, here […]
As part of our law firm’s investigation of Emerson Equity and other entities connected to GWG Holdings L Bonds, Zamansky, LLC was published in Businesswire, announcing our investigation of Tony Barouti. Barouti, of the Barouti Foundation, is a representative of Emerson Equity, and is a lead broker-dealer and underwriter of […]
“This was sold as being a relatively safe investment with modest returns,” Jake Zamansky, an attorney who specializes in securities and investment fraud, told Investment News. Read full article at: https://www.kansascity.com
Wall Street brokers such as UBS, Morgan Stanley and Merrill Lynch sold billions of dollars in complex “structured products or notes” to their retail customers in recent years. Brokers pitched the structured products as “low risk” bond-like investments with higher yields. Unfortunately, many customers were not told of the significant […]
Wells Fargo recently appealed a Georgia judge’s decision that the financial institution and its outside lawyer committed fraud on FINRA, rigging the investor dispute process and putting into question the fairness of the regulator’s entire arbitration system. We’ve discussed the legal woes surrounding Wells Fargo in the past; however, this […]