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The law firm is investigating Dean Mustaphilli and his hedge fund, Mustaphilli Capital Partners Fund, L.P., for alleged fraud, as well as potential claims for supervisory failures and aiding and abetting by his trading firms. On June 14, 2017, the New York Attorney General’s Office charged Mustaphilli with defrauding elderly investors of millions of dollars. …
The law firm is investigating Premium Point Investments LLP (“Premium Point”), which managed two hedge funds, the Premium Point Mortgage Credit Fund Ltd. and the Premium Point New Issue Opportunity Fund Ltd. These funds each had onshore and offshore feeder funds. On May 9, 2018, the SEC filed a Complaint against Premium Point and its …
The law firm is investigating Long Island financial planner and advisor Steve Pagartanis of Omega Planning Associates in Setauket, New York. Through Omega Planning Associates, Pagartanis has engaged in business as an insurance agent selling life insurance and elder care policies, and as a college financial planner. Separately, he has also engaged in the business …
The law firm is investigating legal claims for customers of former Merrill Lynch financial advisor Thomas J. Buck (“Buck”), of Carmel, Indiana. Buck led the Buck Team at Merrill Lynch and was one of the office’s highest producers, with over 3,000 accounts and $1.3 billion in assets under management. On October 31, 2017, Buck pled …