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Fact vs. Fiction – Investment Fraud Attorney, Jake Zamansky Breaks Down Insider Trading Transcription coming soon!
If you work with a stockbroker, one of your main reasons for doing so is probably so that you can rely on your broker’s trading advice. Stockbrokers watch the market constantly, and they have the insights and tools needed to make informed predictions about how stocks and other securities are […]
As a retail investor, you rely on your stockbroker to provide the information you need to make informed investment decisions. You rely on your stockbroker to provide information that is not only accurate but also complete. If you don’t receive all of the information you need, you might not be […]
Our firm is investigating potential investment fraud claims by customers of Lighthouse Capital Group, LLC (Lighthouse Capital Group) in Pasadena, California. In May 2023, Lighthouse Capital Group consented to an Acceptance, Waiver and Consent (AWC) with FINRA, the Financial Industry Regulatory Authority, which censured the firm and ordered a penalty […]
The U.S. Securities Exchange Commission (SEC) is tasked with enforcing the nation’s securities laws, and it routinely opens investigations into brokerage firms and other entities. It announces many of these investigations in Press Releases published on its website, and it maintains a running list of civil lawsuits filed as a […]
As an investor in the United States, you have clear legal rights. There are several laws, rules and regulations that protect you, and you can use these protections to pursue a claim for damages when you suffer fraudulent investment losses. Different laws, rules and regulations apply in different circumstances, and […]
Investment Fraud Lawyer Jake Zamansky Breakdown Common Investment Scams 00:10 Hello everyone. Welcome to the next episode of The Investment Fraud Lawyer Speaks a podcast produced by the Zamansky Law Firm. I’m Nancy Rapp from PaperStreet and I’m speaking with the Founder of the law firm Jake Zamansky. Jake is […]
Our firm is investigating potential investment fraud claims by customers of former UBS and Stifel Nicolaus Financial LLC financial advisor Robert Earle Turner Jr. in Waco, Texas. Mr. Turner was employed by UBS Financial Services Inc. from March 1996 through October 2021, then employed by Stifel Nicolaus & Co, Inc. […]
Our firm is investigating potential investment fraud claims by customers of former Laidlaw & Co. Ltd. (“Laidlaw”) financial advisor Todd Anthony Cirella in Woodbury, New York. In January 2013, Mr. Cirella agreed to an Acceptance, Waiver and Consent (AWC) with FINRA the Financial Industry Regulatory Authority, which suspended him from […]
In December 2022, Insight Securities Inc. (“Insight Securities”) in Highland Park, Illinois, agreed to a censure and fine of $25,000 in a regulatory settlement with FINRA, the Financial Industry Regulatory Authority. This disciplinary action was the result of FINRA’s allegations that Insight Securities, from March 2017 and June 2020, failed […]