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Zamansky LLC is investigating Johnson & Johnson Inc. (NYSE: JNJ) (“J&J” or the “Company”) on behalf of its current and former employees for potential violations of the federal Employee Retirement Income Security Act (“ERISA”) in the J&J Savings Plan (the “Plan”). We are investigating whether the ERISA fiduciaries violated duties of prudence by offering J&J …
We are investigating legal claims on behalf of investors with accounts at UBS Financial Services Inc. who have suffered losses from investing in any of the firm’s structured notes or GOAL Yield products. UBS has offered a variety of structured products to investors which are designed to seek to generated “enhanced yield” during flat or …
We are investigating legal claims on behalf of investors who have suffered losses from investing in any “Yield Enhancement Strategy,” or “YES” strategy. A YES strategy is a form of investing where call or put options are sold to enhance returns in relatively stable or flat markets. The YES strategy is often sold as a …
On December 18, 2018, it was reported that Massachusetts’ securities regulators are investigating GPB Capital Holdings, which has sold approximately $1.8 million of its private funds. GPB Capital sold its private funds through independent brokerage firms that have reportedly received 10% commissions for pushing these funds on investors. GPB Capital Holding’s funds include: GPB Automotive …