Chinese Regulators Are Serious About Investor Protection

Chinese Regulators Sanctioned UBS for Investment Fraud UBS Overcharged Its Chinese Customers China is Serious About Investor Protection The Chinese Securities and Futures Commission, or SFC, has reprimanded and fined UBS $51 million for overcharging up to 5,000 clients for over a decade, according to a report from Reuters. The SFC said its investigation exposed …

The Next Wave of Securities Fraud Lawsuits Will Involve Climate Change

Climate change is affecting companies Liability for fires and environmental damage should be disclosed to shareholders Investment fraud climate cases are being filed As fires rage in California and companies dump “forever chemicals” into the environment, the next wave of investment fraud lawsuits will likely involve the impact and disclosure of climate change issues. In …

Is the SEC’s New Plain English Disclosure Form Understandable to Investors?

Top Investment Fraud Attorney, Jake Zamansky, Analyzes SEC Disclosure Readability SEC Form CRS Describes the Broker-Customer Relationship Form CRS Does Not Address Investment Risk or Broker Background Investors Need to Do Their Own Due Diligence Note: This post was featured in Seeking Alpha on 10/31/2019.  I’ve worked as an investment fraud attorney representing harmed and …

Leading Securities Litigation Consultants Analyze YES Losses

Financial Expert Analyzes Root of YES Investment Losses Zamansky, LLC has been an active participant in the investigations of UBS and other investment firms regarding their sales of the yield enhancement strategy (YES) investment strategy. Featured in news mediums such as The Wall Street Journal, Zamansky LLC represents investors as they file arbitration claims to …

Yield Chasing Investors Are Jumping into to the Deep End

Yield Chasing Investors Are Buying  Riskier Credits Sales of Junk Rated Bonds and Risky Structured Products Are Booming Retail Investors Could Get Burned By High Yield Credits   With the Federal Reserve cutting interest rates, investors and savers have gotten carried away with tantalizing yields on riskier products. Indeed, investors are buying “hundreds of millions …

Zamansky LLC Investigates Harvest Volatility Management CYES Investments

Zamansky LLC: Investment Fraud Attorneys for Claims Involving Collateral Yield Enhancement Strategy (CYES) Investments Our attorneys are currently investigating claims that Harvest Volatility Management Collateral engaged in fraudulent sales of collateral yield enhancement strategy (“Harvest CYES”) investments to clients of Merrill Lynch Wealth Management (“Merrill Lynch”). Merrill Lynch is the broker-dealer division of Bank of …

Volatility Investors Beware: A Storm is Brewing

Volatility Investors Vulnerable to Losses Just as hurricane Dorian has devastated parts of the Bahamas, retail investors are potentially facing a volatility storm. Indeed, UBS and Merrill Lynch investors whose portfolios are exposed to volatility sensitive yield enhancement options strategies are particularly vulnerable. Volatility investors may be glad to see the wild swings of August go, …

Lawsuits Against UBS and Others for Yield Enhancement Strategy Losses Continue to Gain Momentum

News of YES Losses and Arbitration Increases in Financial Media Circuits It’s no secret that investors have been unhappy with their purchase of yield enhancement strategy (YES) and iron condor investment options. Though clients were promised a safe and stable financial investment by their broker, the results of these purchases were anything but financial gains. …

Zamansky, LLC Featured in Wall Street Journal for YES Lawsuit Representation

Zamansky, LLC: Protecting Clients with Yield Enhancement Strategy Losses Investors and those who follow financial news may have become aware of the increase in lawsuits forming against UBS, Merrill Lynch, Credit Suisse and other brokerage and advisory firms. Backlash against these companies is escalating due to the sale of yield enhancement strategies (YES). Promised to …