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Zamansky LLC Files $750,000 Investment Fraud Arbitration Claim against RBC Capital Markets for a 78 Year-Old Investor

December 21, 2022 Alternative Investment Lawyer

On behalf of a 78 year-old retiree, we filed a FINRA arbitration investment fraud claim to recover $750,000 in losses against RBC Capital Markets LLC (RBC). The investment fraud claim alleges that, in early 2022, a conservative investor’s accounts were re-allocated by RBC aggressively into managed stocks and corporate bonds […]

Zamansky LLC Investigates Investment Fraud Claims Relating to UBS GOAL Structured Note Losses

December 16, 2022 Alternative Investment Lawyer

We are investigating potential investment fraud claims for investors with losses from structured products sold by accounts at UBS Financial Services Inc. who have suffered losses from investing in any of the firm’s structured notes, called GOAL Yield products, due to recent market volatility.   When the market declines, the GOAL […]

Zamansky LLC Files Long-Term Bond Investment Fraud Arbitration Claim against Vanguard for a 79 Year-Old Investor

December 13, 2022 Alternative Investment Lawyer

On behalf of a 79 year-old college professor, we filed a FINRA arbitration investment fraud claim to recover $150,000 in losses against Vanguard Marketing Corporation (Vanguard). The investment fraud claim alleges that the investor sought prudent investment advice from Vanguard on “very conservative” investments, and was provided with an Investment […]

Zamansky LLC Investigates Unsuitable Sales by Broker-Dealers and Investment Advisors of Alternative Investments

December 8, 2022 Alternative Investment Lawyer

Our firm is investigating unsuitable sales of alternative investments by broker-dealer and financial advisors to retirees, conservative and risk-averse investors. Retirees, conservative and risk-averse investors should avoid alternative investments because they are higher risk investments than traditional investments. Alternative investments include the following: Private Placements Hedge Funds Regulation D (Reg […]

Zamansky LLC Investigates Selling Away Claims for Investors Who Were Victims of the Crew Capital Group and Stephen Romney Swenson Ponzi Scheme

October 25, 2022 Blog

We are investigating potential legal claims of failure to supervise and “selling away” on behalf of investors who were victims of the Crew Capital Group and Stephen Romney Swenson Ponzi scheme investment fraud.  Any victim of this Ponzi scheme should contact us for an evaluation of whether any of the […]

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