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Zamansky LLC represents participants in the employee stock ownership plan (“ESOP”) for IBM, and has alleged that IBM improperly concealed the over-valuation of its Microelectronics business for nine months in 2014, ultimately causing harm to investors that the ESOP’s fiduciaries should have prevented. After winning an important victory in this case at the Second Circuit …
Chinese Regulators Sanctioned UBS for Investment Fraud UBS Overcharged Its Chinese Customers China is Serious About Investor Protection The Chinese Securities and Futures Commission, or SFC, has reprimanded and fined UBS $51 million for overcharging up to 5,000 clients for over a decade, according to a report from Reuters. The SFC said its investigation exposed …
If you are saving for retirement by investing in a 401(k), what happens when the value of your retirement plan drops unexpectedly? What if the losses in your portfolio are so substantial that you are likely to suffer the effects for the rest of your life? What if the losses in your 401(k) are the …
Climate change is affecting companies Liability for fires and environmental damage should be disclosed to shareholders Investment fraud climate cases are being filed As fires rage in California and companies dump “forever chemicals” into the environment, the next wave of investment fraud lawsuits will likely involve the impact and disclosure of climate change issues. In …
Top Investment Fraud Attorney, Jake Zamansky, Analyzes SEC Disclosure Readability SEC Form CRS Describes the Broker-Customer Relationship Form CRS Does Not Address Investment Risk or Broker Background Investors Need to Do Their Own Due Diligence Note: This post was featured in Seeking Alpha on 10/31/2019. I’ve worked as an investment fraud attorney representing harmed and …
Financial Expert Analyzes Root of YES Investment Losses Zamansky, LLC has been an active participant in the investigations of UBS and other investment firms regarding their sales of the yield enhancement strategy (YES) investment strategy. Featured in news mediums such as The Wall Street Journal, Zamansky LLC represents investors as they file arbitration claims to …
Yield Chasing Investors Are Buying Riskier Credits Sales of Junk Rated Bonds and Risky Structured Products Are Booming Retail Investors Could Get Burned By High Yield Credits With the Federal Reserve cutting interest rates, investors and savers have gotten carried away with tantalizing yields on riskier products. Indeed, investors are buying “hundreds of millions …
Zamansky LLC: Investment Fraud Attorneys for Claims Involving Collateral Yield Enhancement Strategy (CYES) Investments Our attorneys are currently investigating claims that Harvest Volatility Management Collateral engaged in fraudulent sales of collateral yield enhancement strategy (“Harvest CYES”) investments to clients of Merrill Lynch Wealth Management (“Merrill Lynch”). Merrill Lynch is the broker-dealer division of Bank of …
Volatility Investors Vulnerable to Losses Just as hurricane Dorian has devastated parts of the Bahamas, retail investors are potentially facing a volatility storm. Indeed, UBS and Merrill Lynch investors whose portfolios are exposed to volatility sensitive yield enhancement options strategies are particularly vulnerable. Volatility investors may be glad to see the wild swings of August go, …
News of YES Losses and Arbitration Increases in Financial Media Circuits It’s no secret that investors have been unhappy with their purchase of yield enhancement strategy (YES) and iron condor investment options. Though clients were promised a safe and stable financial investment by their broker, the results of these purchases were anything but financial gains. …
Mr. Zamansky's securities law blog is closely read and monitored by regulators and influential financial reporters and has prompted several major news and feature stories.
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