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Do You Have a Claim Against Your Broker or Investment Advisor for Overconcentrating Your Portfolio in Financial Stocks?

March 10, 2023 Blog

As we recently discussed, our firm is actively investigating potential claims for investment fraud related to the overconcentration of investors’ portfolios in bank and financial stocks. With the collapse of Silicon Valley Bank, several other bank and financial stocks were hit hard as well, and our preliminary investigations have revealed […]

Zamansky LLC Files $750,000 Investment Fraud Arbitration Claim against RBC Capital Markets for a 78 Year-Old Investor

December 21, 2022 Alternative Investment Lawyer

On behalf of a 78 year-old retiree, we filed a FINRA arbitration investment fraud claim to recover $750,000 in losses against RBC Capital Markets LLC (RBC). The investment fraud claim alleges that, in early 2022, a conservative investor’s accounts were re-allocated by RBC aggressively into managed stocks and corporate bonds […]

Zamansky LLC Investigates Investment Fraud Claims Relating to UBS GOAL Structured Note Losses

December 16, 2022 Alternative Investment Lawyer

We are investigating potential investment fraud claims for investors with losses from structured products sold by accounts at UBS Financial Services Inc. who have suffered losses from investing in any of the firm’s structured notes, called GOAL Yield products, due to recent market volatility.   When the market declines, the GOAL […]

Client Reviews

“Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what’s right.”

Richard R.

“Throughout my entire case, Jake Zamansky was incredibly responsive and spent time walking me through each step of the process. He is professional and worked with my challenging schedule, even meeting with me nights and on weekends. He knew exactly which turn to take when it came to my case and yet was respectful of any decisions I wanted to make resulting in a positive outcome.”

Donald A.

“Jake Zamansky and his firm represented me in a FINRA arbitration case to recover investment losses. Jake and his team were very professional and worked very hard preparing for trial and then reaching a substantial settlement of our case. I would highly recommend them.”

William E.

“Jake Zamansky represented me in a FINRA arbitration case which allowed me to recover a substantial portion of investment losses. He is truly an expert in this space and I would highly recommend him to those investors who may have been been a victim of investment fraud.”

Chris K.

“Jake and his team did a great job communicating with me throughout the process of my lawsuit. I would recommend him to anyone looking to sue UBS for unethical practices.”

Mike A.
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