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Investment Fraud Lawyer, Jake Zamasnky, Breaks Down Investment Fraud and FINRA Arbitration in Episode 1 of The Investment Lawyer Speaks Episode 1 Transcript 00:28 – Nancy Rapp, PaperStreet Hello, welcome to the Investment Lawyer Speaks a podcast produced by the Zamansky Law Firm. I’m Nancy Rapp from PaperStreet.com and I’m […]
On January 24, 2023, the SEC filed a complaint against Anthony B. Liddle (Liddle) alleging that, from June 2019 through May 2022, he engaged in an investment fraud scheme and misappropriated approximately $1.9 million from his clients. Liddle controlled an investment advisor company, Prosper Wealth Management, LLC (“PWM”) located in […]
On January 23, 2023, Paulson Investment Company, LLC (Paulson) agreed to a censure, a fine of $150,000 and to make restitution to 60 customers in a regulatory settlement with FINRA, the Financial Industry Regulatory Authority. This disciplinary action was the result of FINRA allegations that Paulson, from January 2016 through […]
On December 1, 2022, a Financial Industry Regulatory Authority (FINRA lawsuit) arbitration panel awarded a customer of Morgan Stanley $11.5 million in damages for losses suffered in a call writing option strategy. The arbitration panel also awarded the investor $157,656 in costs and other associated fees. The losses were suffered […]
In January 2023, James K. Couture of Worcester, Massachusetts who had pled guilty in September to being involved in an investment fraud scheme to steal $2.8 million from six clients was sentenced to 100 months, more than eight years, in prison. “From approximately 2009 to 2020, Couture misappropriated approximately $2.8 […]
The law firm is investing in Nashville-based Center Street Securities Inc. and Missouri-based Moloney Securities Co. Inc. for disclosure failures concerning GPB Automotive and GPB Holdings due to potential investment fraud. On December 29, 2022, the Financial Industry Regulatory Authority (FINRA) found, in a regulatory proceeding, that between May 4, […]
The law firm is investing in FSC Securities, Royal Alliance, SagePoint Financial, and Woodbury Financial for disclosure failures concerning GPB Automotive due to potential investment fraud. On November 30, 2022, the Financial Industry Regulatory Authority (FINRA) found, in a regulatory proceeding, that FSC Securities, Royal Alliance, SagePoint Financial, and Woodbury Financial […]
The law firm is investigating losses suffered by customers of Wedbush Securities from defaulted bonds due to investment fraud. On November 2, 2022, the Financial Industry Regulatory Authority (FINRA), in a regulatory proceeding against Wedbush Securities, found that, from January 2013 to December 2018, it sent account statements to […]
Many GWG L Bondholders have filed FINRA investment fraud cases to recover their losses against their financial advisors at broker-dealers such as Emerson Equity and Western International who sold them the bonds. A syndicate of broker-dealers sold $ 1.3 billion of GWG L Bonds to thousands of retail investors. The […]
On behalf of a 78 year-old retiree, we filed a FINRA arbitration investment fraud claim to recover $750,000 in losses against RBC Capital Markets LLC (RBC). The investment fraud claim alleges that, in early 2022, a conservative investor’s accounts were re-allocated by RBC aggressively into managed stocks and corporate bonds […]
Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what's right.
Richard R.
Throughout my entire case, Jake Zamansky was incredibly responsive and spent time walking me through each step of the process. He is professional and worked with my challenging schedule, even meeting with me nights and on weekends. He knew exactly which turn to take when it came to my case and yet was respectful of any decisions I wanted to make resulting in a positive outcome.
Donald A.
Jake Zamansky and his firm represented me in a FINRA arbitration case to recover investment losses. Jake and his team were very professional and worked very hard preparing for trial and then reaching a substantial settlement of our case. I would highly recommend them.
William E.
Jake Zamansky represented me in a FINRA arbitration case which allowed me to recover a substantial portion of investment losses. He is truly an expert in this space and I would highly recommend him to those investors who may have been been a victim of investment fraud.
Chris K
Jake and his team did a great job communicating with me throughout the process of my lawsuit. I would recommend him to anyone looking to sue UBS for unethical practices.
Mike A.
My wife and I engaged the services of Zamansky LLC to represent us in a FINRA Arbitration Case we filed against our Brokerage/Advisory firm relating to an investment strategy recommended to us which was misrepresented in terms of its risk profile. We selected Jake Zamansky for our case not only for his years of experience in handling such complex cases but due to his track record for achieving successful outcomes for his clients. Jake and his team were a pleasure to work with and we found them to be professional, responsive and attentive to our needs and schedule with all aspects of our case. We are extremely pleased with the outcome and financial settlement Jake was able to reach with our Brokerage Firm. We highly recommend Zamansky LLC should you require an experienced law firm to represent you in a security litigation matter.
Cat T
Top notch firm. Aggressive, relentless and highly professional. Wouldn't use anyone else!
Tim C.
Jake Zamansky did a great job with negotiating our law suit. Our case was delayed for years due to covid, but Jake kept in touch and encouraged us along the way and won us a very good settlement in the end. Very approachable and easy to get along with. I totally recommend him.
Stan P.
Jake and his team did a thorough job representing my interests in a securities matter. Jake's professionalism was apparent, as was his ability to navigate a tricky set of facts. I can recommend him and his firm without reservation.
Peter H.