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Author: Zamansky LLC

Zamansky LLC Investigates Lighthouse Capital Group LLC Over Potential Investment Fraud In Sales of Regulation D, REIT and DST Offerings

May 17, 2023 Active Cases & Investigations

Our firm is investigating potential investment fraud claims by customers of Lighthouse Capital Group, LLC (Lighthouse Capital Group) in Pasadena, California.  In May 2023, Lighthouse Capital Group consented to an Acceptance, Waiver and Consent (AWC) with FINRA, the Financial Industry Regulatory Authority, which censured the firm and ordered a penalty […]

Zamansky LLC Investigates Potential Investment Fraud Claims Against Former UBS and Stifel Nicolaus Financial Advisor Robert Earl Turner Jr.

April 21, 2023 Active Cases & Investigations

Our firm is investigating potential investment fraud claims by customers of former UBS and Stifel Nicolaus Financial LLC financial advisor Robert Earle Turner Jr. in Waco, Texas.  Mr. Turner was employed by UBS Financial Services Inc. from March 1996 through October 2021, then employed by Stifel Nicolaus & Co, Inc. […]

Zamansky LLC Investigates Potential Investment Fraud Claims Against Laidlaw Financial Advisor Todd Anthony Cirella

April 20, 2023 Active Cases & Investigations

Our firm is investigating potential investment fraud claims by customers of former Laidlaw & Co. Ltd. (“Laidlaw”) financial advisor Todd Anthony Cirella in Woodbury, New York.   In January 2013, Mr. Cirella agreed to an Acceptance, Waiver and Consent (AWC) with FINRA the Financial Industry Regulatory Authority, which suspended him from […]

Zamansky LLC Investigates Insight Securities Over Customer Losses In Leveraged and Inverse Exchange Traded Products

April 19, 2023 Active Cases & Investigations

In December 2022, Insight Securities Inc. (“Insight Securities”) in Highland Park, Illinois, agreed to a censure and fine of $25,000 in a regulatory settlement with FINRA, the Financial Industry Regulatory Authority. This disciplinary action was the result of FINRA’s allegations that Insight Securities, from March 2017 and June 2020, failed […]

Zamansky LLC Investigates Potential Investment Fraud Claims Against Former Laidlaw Financial Advisor Edward Scott Short

April 18, 2023 Active Cases & Investigations

Our firm is investigating potential investment fraud claims by customers of former Laidlaw & Co. Ltd. (“Laidlaw”) financial advisor Edward Scott Short in Melville, New York.  Mr. Scott’s registration with Laidlaw terminated in October 2022. In January 2013, Mr. Short agreed to an Acceptance, Waiver and Consent (AWC) with FINRA […]

Zamansky LLC Investigates Potential Investment Fraud Claims Against Former LPL Financial Advisor John Nicholas Matson

April 13, 2023 Active Cases & Investigations

Our firm is investigating potential investment fraud claims by customers of former LPL Financial LLC financial advisor John Nicholas Matson in Manhattan Beach, California. In December 2022, Mr. Matson was barred from the Securities Industry by FINRA, the Financial Industry Regulatory Authority, for refusing to cooperate with their regulatory investigation. […]

Client Reviews

“Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what’s right.”

Richard R.

“Throughout my entire case, Jake Zamansky was incredibly responsive and spent time walking me through each step of the process. He is professional and worked with my challenging schedule, even meeting with me nights and on weekends. He knew exactly which turn to take when it came to my case and yet was respectful of any decisions I wanted to make resulting in a positive outcome.”

Donald A.

“Jake Zamansky and his firm represented me in a FINRA arbitration case to recover investment losses. Jake and his team were very professional and worked very hard preparing for trial and then reaching a substantial settlement of our case. I would highly recommend them.”

William E.

“Jake Zamansky represented me in a FINRA arbitration case which allowed me to recover a substantial portion of investment losses. He is truly an expert in this space and I would highly recommend him to those investors who may have been been a victim of investment fraud.”

Chris K.

“Jake and his team did a great job communicating with me throughout the process of my lawsuit. I would recommend him to anyone looking to sue UBS for unethical practices.”

Mike A.
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