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Author: Zamansky LLC

Do You Have a Claim Against Your Broker or Investment Advisor for Overconcentrating Your Portfolio in Financial Stocks?

March 10, 2023 Blog

As we recently discussed, our firm is actively investigating potential claims for investment fraud related to the overconcentration of investors’ portfolios in bank and financial stocks. With the collapse of Silicon Valley Bank, several other bank and financial stocks were hit hard as well, and our preliminary investigations have revealed […]

Overconcentrated in Bank and Financial Stocks? If So, You May Have a Claim for Investment Fraud

March 10, 2023 Active Cases & Investigations

Our law firm is investigating potential claims for investment fraud by investors who were concentrated heavily into bank and financial stocks.  In this rising interest rate environment, many financial advisors were steering their customers into bank and financial stocks. They claimed that banks and financial firms would reap higher profits […]

Zamansky LLC Investigates Claims by Customers of Financial Advisor John A. Dougherty of LPL Financial LLC in Blue Bell, PA of Possible Investment Fraud

February 24, 2023 Active Cases & Investigations

Our law firm is investigating claims by customers Financial Advisor John A. Dougherty (“Dougherty”) of LPL Financial LLC in Blue Bell, PA.  Until 2021, Mr. Dougherty was previously employed by Wells Fargo Clearing Services LLC.   On January 19, 2023, one of Mr. Dougherty’s customers filed an investment fraud lawsuit in […]

Zamansky LLC Investigates Centaurus Financial for Investment Fraud Over Sales By Its Lexington, SC Branch of Variable Interest Rate Structured Products

February 10, 2023 Active Cases & Investigations

On February 6, 2023, the Securities and Exchange Commission (“SEC”) announced that it settled regulatory charges of potential investment fraud against Centaurus Financial, Inc. (“Centaurus”) over sales of Variable Interest Rate Structured Products (“VRSPs”) at its Lexington, South Carolina branch office. The settlement involved Centaurus branch manager Ricky A. Mantei […]

Client Reviews

“Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what’s right.”

Richard R.

“Throughout my entire case, Jake Zamansky was incredibly responsive and spent time walking me through each step of the process. He is professional and worked with my challenging schedule, even meeting with me nights and on weekends. He knew exactly which turn to take when it came to my case and yet was respectful of any decisions I wanted to make resulting in a positive outcome.”

Donald A.

“Jake Zamansky and his firm represented me in a FINRA arbitration case to recover investment losses. Jake and his team were very professional and worked very hard preparing for trial and then reaching a substantial settlement of our case. I would highly recommend them.”

William E.

“Jake Zamansky represented me in a FINRA arbitration case which allowed me to recover a substantial portion of investment losses. He is truly an expert in this space and I would highly recommend him to those investors who may have been been a victim of investment fraud.”

Chris K.

“Jake and his team did a great job communicating with me throughout the process of my lawsuit. I would recommend him to anyone looking to sue UBS for unethical practices.”

Mike A.
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