Zamansky LLC Investigates Optionsellers.com

The law firm is investigating Optionsellers.com, a small commodities firm that failed over the weekend. The firm, which was long WTI, short natural gas, was forced to unwind. President James Cordier issued a full apology video to investors. Zamansky LLC is investigating whether the Optionsellers.com’s risk systems were overwhelmed. If you were a customer of …

Forex (FX) Customers of TFS-ICAP Should Contact Us

On September 26, 2018, the Financial Times reported that TFS-ICAP, the foreign exchange brokerage firm, pleaded guilty to securities fraud in relation to a criminal investigation by the New York Attorney General’s Office into foreign exchange currency options. The charges stem from an investigation into the posting of fake trades, bids, and offers — commonly …

Zamansky LLC Investigates Wells Fargo Financial Advisor John Greg Schmidt of Dayton, Ohio

The law firm is investigating former Wells Fargo financial advisor John Greg Schmidt (“Schmidt”) also known as Greg Schmidt. On September 25, 2018 the Securities and Exchange Commission (SEC) filed a complaint against Schmidt, alleging he engaged in a “Ponzi” scheme for years where he stole funds from customers’ accounts. The Financial Industry Regulatory Authority …

Zamansky LLC Investigates Purshe Kaplan Over Sales of Alternative Investments

The law firm is investigating alternative investments sold by Purshe Kaplan Sterling Investments Inc. (“Purshe Kaplan”), the brokerage firm based in Albany, New York, with branches located throughout the country. If you are an investor in an alternative investment such as Spring Hills Holdings or GPB Holdings, please contact us for a review of your …

Zamansky LLC Investigates Woodbridge Group of Companies LLC

The law firm is investigating the alleged $1 billion Ponzi scheme by the Woodbridge Group of Companies LLC (“Woodbridge”) in Florida.  On December 20, 2017, the SEC filed a complaint against Woodbridge and its officers and various related entities alleging that it was operating a Ponzi scheme.  The SEC accused Woodbridge of raising over $1.22 …

Zamansky LLC Investigates Newbridge Securities Corp. and Sandlapper Securities LLC Over Sales of Private Placements

The law firm is investigating Newbridge Securities Corp. (“Newbridge”) located in Boca Raton, Florida, and Sandlapper Securities LLC (“Sandlapper”) located in Greenville, South Carolina, over sales of private investments to investors. According to a recent Wall Street Journal article, investors at Newbridge “have a one in four chance of getting a broker there with at …

Zamansky LLC Investigates Dean Mustaphilli and Mustaphilli Capital Partners Fund, L.P.

The law firm is investigating Dean Mustaphilli and his hedge fund, Mustaphilli Capital Partners Fund, L.P., for alleged fraud, as well as potential claims for supervisory failures and aiding and abetting by his trading firms. On June 14, 2017, the New York Attorney General’s Office charged Mustaphilli with defrauding elderly investors of millions of dollars.  …

Zamansky LLC Investigates Long Island Financial Advisor Steve Pagartanis of Setauket, New York

The law firm is investigating Long Island financial planner and advisor Steve Pagartanis of Omega Planning Associates in Setauket, New York.  Through Omega Planning Associates, Pagartanis has engaged in business as an insurance agent selling life insurance and elder care policies, and as a college financial planner.  Separately, he has also engaged in the business …