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Zamansky LLC Investigates Former Wells Fargo Financial Advisor Matthew Maczko

February 16, 2017 Investigations

We are investigating Matthew Maczko, the former financial advisor employed by Wells Fargo Advisors LLC from 2008 through 2016, and its branch office in Oakville, Illinois.   The Financial Industry Regulatory Authority (“FINRA”) recently suspended Mr. Maczko’s stockbroker’s license and barred him permanently from conducting any securities business.   According to FINRA, […]

Brokerage Customers of Caldwell International Securities Corp. Should Contact Us

October 18, 2016 Investigations

On October 17, 2016, FINRA, which regulates stock brokers and brokerage firms, announced that it fined Alex Etter and Caldwell International Securities Corp. in New Jersey, for charges that they engaged in risky speculative trading to generate commissions.   FINRA charged Caldwell with generating more than $1 million in “shady commissions,” […]

Zamansky LLC Investigates 13 Investment Management Firms Over “AlphaSector” Strategy ETFs

August 25, 2016 Investigations

Zamansky LLC announces that it is investigating 13 investment management firms over their investment of client money into AlphaSector Exchange Traded Funds (“ETFs”).   The AlphaSector strategy was developed by F-Squared Investments which has since admitted in an enforcement case brought by the United States Securities and Exchange Commission (“SEC”) that […]