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UBS Enters Into $25 Million Settlement with SEC Related to Yield Enhancement Strategy (YES) Fraud Allegations

June 30, 2022 Blog

The U.S. Securities and Exchange Commission (SEC) has announced a landmark settlement with UBS Financial Services Inc. related to the firm’s Yield Enhancement Strategy (YES). According to the SEC, UBS “has agreed to pay approximately $25 million to settle fraud charges relating to a complex investment strategy referred to as […]

Zamansky LLC is Investigating Financial Advisor Robert Turner of Waco, Texas For Alleged Misappropriation of $17M of Customer Funds

May 11, 2022 Breaking News

Investment fraud attorney Jake Zamansky and his team are investigating possible claims on behalf of customers who have been harmed by the alleged misappropriation of customer funds by financial advisor Robert Turner of Waco, Texas.  What Happened to Bring About the Investigation? UBS Financial Services is suing former financial adviser […]

Attorney Jake Zamansky Comments on Wells Fargo’s Appeal of Fraud Ruling in Financial-Planning.com

March 8, 2022 Breaking News

Wells Fargo recently appealed a Georgia judge’s decision that the financial institution and its outside lawyer committed fraud on FINRA, rigging the investor dispute process and putting into question the fairness of the regulator’s entire arbitration system. We’ve discussed the legal woes surrounding Wells Fargo in the past; however, this […]

Jake Zamansky Quoted in TheDeal.com About the Investigation of Tony Barouti in GWG Holdings L Bond Fraud

March 4, 2022 Breaking News

Many Iranian-Americans invested in GWG Holdings L Bonds after hearing a pitch by financial adviser Tony Barouti on his Persian-language radio show. As we have previously reported, our investment fraud attorneys are investigating and pursuing claims of alleged securities fraud, investment fraud, misrepresentation, breach of fiduciary duty, and other unsuitability violations toward […]

Zamansky LLC Investigates Losses Suffered by Investors in the Allianz Structured Alpha US Equity 500 Fund and Global Equity 500 Fund

March 1, 2022 Breaking News

Our law firm is investigating claims for pension funds and other investors who suffered losses in the Allianz Structured Alpha US Equity 500 Fund and Global Equity 500 Fund. According to public reports, these two Structured Alpha Funds were sold and marketed as funds designed to put perform markets in […]

Crypto Hack Investors Deserve Their Day in Court

February 24, 2022 Blog

President Joe Biden is expected to issue an executive order on crypto assets as early as this week, according to reports. The executive order reportedly will direct a wide range of government agencies to study cryptocurrency and the central bank digital currency (CBDC) to design a comprehensive strategy. Some of […]

Client Reviews

“Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what’s right.”

Richard R.

“Throughout my entire case, Jake Zamansky was incredibly responsive and spent time walking me through each step of the process. He is professional and worked with my challenging schedule, even meeting with me nights and on weekends. He knew exactly which turn to take when it came to my case and yet was respectful of any decisions I wanted to make resulting in a positive outcome.”

Donald A.

“Jake Zamansky and his firm represented me in a FINRA arbitration case to recover investment losses. Jake and his team were very professional and worked very hard preparing for trial and then reaching a substantial settlement of our case. I would highly recommend them.”

William E.

“Jake Zamansky represented me in a FINRA arbitration case which allowed me to recover a substantial portion of investment losses. He is truly an expert in this space and I would highly recommend him to those investors who may have been been a victim of investment fraud.”

Chris K.

“Jake and his team did a great job communicating with me throughout the process of my lawsuit. I would recommend him to anyone looking to sue UBS for unethical practices.”

Mike A.
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