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SEC and FINRA Issue Warnings about Broker and Investment Advisor Imposter Scams

October 22, 2021 Blog

The U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) have both recently issued warnings about broker and investment advisor imposter scams. These scams involve individuals falsely representing themselves as registered brokers and advisors—often by assuming the identity of a legitimate registered investment professional. For individuals […]

FINRA is Investigating Unnamed Special Purpose Acquisition Companies (SPACs) and Their Affiliates

October 20, 2021 Blog

The Financial Industry Regulatory Authority (FINRA) recently announced that it is investigating unnamed special purpose acquisition companies (SPACs) and their affiliates for possible securities law violations. In order to do so, the self-regulatory organization is requesting records from brokerage firms that may have offered investments in the subject SPACs to […]

Zamansky LLC Investigates Investor Losses Suffered In CION Investment Corporation (CION)

October 8, 2021 Blog

Investment fraud attorney Jake Zamansky and his team at Zamansky LLC are investigating potential legal claims for investors of CION Investment Corporation (NYSE) against broker-dealers and investment firms that recommended and sold the stock. CION is a business development company (BDC) that focuses on providing loans to middle-market companies.    On […]

Zamansky LLC Investigates Sales of Northstar Financial Services (Bermuda)

September 21, 2021 Investigations

Investment fraud attorney Jake Zamansky and his team are investigating potential legal claims of fraud, misrepresentation, unsuitability and sales practice violations on behalf of investors who purchased any Northstar Financial Services (Bermuda) Ltd. annuity or investment product (“Northstar”), through a FINRA-member brokerage firm.  Northstar is currently under bankruptcy liquidation in […]

Client Reviews

“Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what’s right.”

Richard R.

“Throughout my entire case, Jake Zamansky was incredibly responsive and spent time walking me through each step of the process. He is professional and worked with my challenging schedule, even meeting with me nights and on weekends. He knew exactly which turn to take when it came to my case and yet was respectful of any decisions I wanted to make resulting in a positive outcome.”

Donald A.

“Jake Zamansky and his firm represented me in a FINRA arbitration case to recover investment losses. Jake and his team were very professional and worked very hard preparing for trial and then reaching a substantial settlement of our case. I would highly recommend them.”

William E.

“Jake Zamansky represented me in a FINRA arbitration case which allowed me to recover a substantial portion of investment losses. He is truly an expert in this space and I would highly recommend him to those investors who may have been been a victim of investment fraud.”

Chris K.

“Jake and his team did a great job communicating with me throughout the process of my lawsuit. I would recommend him to anyone looking to sue UBS for unethical practices.”

Mike A.
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