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What To Do If You Suspect Financial Fraud

July 23, 2021 Blog

If you have concerns about financial fraud, you are not alone. Unfortunately, it is not uncommon for financial advisors to take advantage of the access they have to their clients’ accounts, and each year many investors lose everything to fraud. In this article, financial fraud attorney Jake Zamansky explains what […]

What is Stockbroker Negligence?

July 9, 2021 Blog

When you work with a stockbroker, you expect your broker to help you make informed decisions. You know there are no guarantees, but you are paying for the benefit of your broker’s expertise. So, what happens when your stockbroker provides bad advice (or puts his or her interests first)? Can […]

What Happens in FINRA Arbitration?

June 25, 2021 Blog

For many individual investors, recovering their fraudulent losses involves filing for FINRA arbitration. The Financial Industry Regulatory Authority (FINRA) shares responsibility with the U.S. Securities and Exchange Commission (SEC) for regulating brokers and brokerage firms in the United States, and it provides a forum for investors to pursue fraud claims […]