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Zamansky LLC Investigates Horizon Private Equity III Fund Investor Losses

December 27, 2021 Breaking News

Investment Fraud Attorney Helping Investors Who Have Suffered Losses in the Horizon Private Equity III Fund Through Oppenheimer Financial Advisors John J. Woods, Michael Mooney, and Arthur Brown

On August 20, 2021, the Securities and Exchange Commission (SEC) filed a Complaint against John J. Woods, Michael Mooney and Arthur Brown, former financial advisors at Oppenheimer & Co. Inc. in Atlanta, and Livingston Group Asset Management d/b/a Southport Capital.  

The SEC alleges that, for over 10 years, John Woods ran a $110 million “Ponzi” scheme through Horizon Private Equity III Fund (Horizon), and that he invested numerous customers in Horizon which was a fraud.

Contact Investment Fraud Attorney Jake Zamansky Today for Immediate Assistance

Our law firm is investigating claims for victims to recover losses against Oppenheimer & Co. Inc. for its failure to supervise Woods, Mooney and Brown, who allegedly sold Horizon to their customers.  The claims involve Oppenheimer’s failure to supervise Woods’, Mooney’s and Brown’s involvement in Horizon as an outside business activity, and their unlawful “selling away” of Horizon to their customers.

Please call our law firm at (212) 742-1414 or jake@zamansky.com for a free evaluation of your potential legal rights.