Skip to Content

Zamansky LLC Investigates Former UBS Financial Advisor Paul Koch of Wayzata, MN

June 16, 2022 Active Cases & Investigations

FINRA arbitration attorney Jake Zamansky and his team are investigating potential legal claims on behalf of investors who were customers of former UBS Financial Services Inc.’s (“UBS”) financial advisor. Paul Ronald Koch, of Wayzata, Minnesota.  According to his FINRA BrokerCheck report, Koch has been barred from association with any securities broker-dealer.   He is also reportedly under investigation by the U.S. Secret Service for financial misconduct.

Why We’re Investigating

FINRA barred Koch for allegedly diverting funds of a former NFL player into risky investments in small companies owned by his wife. Much of the money was then allegedly diverted improperly from the companies for the couple’s benefit.  The companies receiving the funds were reportedly High Point Place, Fermented Feed Group, Chamire Holdings., CMR Partners, JKB Holdings, MPX 360, My-T-Sharp Holdings, VRE III, Warren Mill and Perrymanco.

Zamansky LLC is investigating potential claims by Mr. Koch’s victims against UBS for failure to supervise and respondeat superior (which, in simple terms, means that UBS should be held responsible for the acts of their agents/advisors). FINRA Rule 3110 requires broker-dealers like UBS to have reasonable supervisory systems and procedures to prevent this type of fraud by its financial advisors.   Anyone who was a client of Mr. Koch at UBS who had funds diverted to any of his private companies may have a legal claim to recover their losses through FINRA arbitration.

Speak to a FINRA Arbitration Attorney Today

Please call our law firm at (212) 742-1414 or jake@zamansky.com for a free evaluation of your potential legal rights.

Client Reviews

“Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what’s right.”

Richard R.

“Throughout my entire case, Jake Zamansky was incredibly responsive and spent time walking me through each step of the process. He is professional and worked with my challenging schedule, even meeting with me nights and on weekends. He knew exactly which turn to take when it came to my case and yet was respectful of any decisions I wanted to make resulting in a positive outcome.”

Donald A.

“Jake Zamansky and his firm represented me in a FINRA arbitration case to recover investment losses. Jake and his team were very professional and worked very hard preparing for trial and then reaching a substantial settlement of our case. I would highly recommend them.”

William E.

“Jake Zamansky represented me in a FINRA arbitration case which allowed me to recover a substantial portion of investment losses. He is truly an expert in this space and I would highly recommend him to those investors who may have been been a victim of investment fraud.”

Chris K.

“Jake and his team did a great job communicating with me throughout the process of my lawsuit. I would recommend him to anyone looking to sue UBS for unethical practices.”

Mike A.
View More