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We are investigating sales of the Babson Capital Global Short Duration High Yield Fund (NYSE: BGH), a closed end short duration high yield bond fund for potential securities law suitability violations. Since 2009, many investors, particularly retirees or those seeking income, have invested in short duration high yield bond funds. […]
The law firm announces that it is investigating Stone Lion Capital Partners LP over its recent suspension of redemptions for investors. On December 11, 2015, the Wall Street Journal reported that Stone Lion Capital Partners LP was suspending redemptions in its credit hedge funds after many investors demanded their money […]
New York, New York: Zamansky LLC announces that it is investigating the Third Avenue Focused Credit Institutional Fund (TFCIX) and Investor Fund (TFCVX) for potential securities fraud violations. The Third Avenue Focused Credit Fund is a high yield and distressed debt mutual fund that is registered under the Investment Company […]
New York, New York: Zamansky LLC announces that it is investigating investor losses from oil, gas and energy stocks, master limited partnerships (“MLPs”) and funds, including those listed below. Over the last year, these investments have fallen 50% and more, and many are cutting their distributions to investors so that […]
The law firm is investigating investor claims to recover losses against Cantone Research Inc. for fraud relating to sales of “certificates of participation” in five promissory notes issued by nursing homes and assisted living facilities controlled by Christopher Brogdon. Investors in these certificates of participation have reportedly suffered $6 million […]
Zamansky LLC announces it is investigating potential claims by investors with brokerage accounts over structured notes issued by Barclays Plc (NYSE:BCS), Morgan Stanley (NYSE:MS), Deutsche Bank (NYSE:DB), UBS, A.G. (NYSE:UBS), Citigroup (NYSE:C), Bank of America Merrill Lynch (NYSE:BAC), JPMorgan Chase & Co. (NYSE:JPM), Credit Suisse (NYSE:CS), BNP Paribas and other financial firms.
The law firm is investigating Voya Financial Advisors over sales of its “L Share” variable annuity policies. Voya Financial Advisors is a division of the New York-based insurance and retirement benefit group formerly known as ING U.S. Inc. Voya Financial Advisors recently announced that it wound not longer sell type […]
Zamansky LLC investigates UBS Financial Services Inc. of Puerto Rico over its financial advisors and alleged sales of leveraged bond funds. The investigation concerns both sales practices of the advisors and the sale of proprietary bond funds by UBS. Zamansky LLC investigates UBS Financial Services Inc. of Puerto Rico (“UBS […]
On February 20, 2015, Zamansky LLC filed a class action lawsuit in the United States District Court, Southern District of New York, on behalf of an investor individually and on behalf of all other investors who purchased or otherwise acquired common stock of Virtus Investment Partners Inc. (NASDAQ: VRTS) (“Virtus”) […]
Zamansky LLC is investigating the sales by UBS Financial Services (“UBS”) of structured notes based on its V10 Currency Index. On February 7, 2015, Bloomberg reported that the U.S. Department of Justice was probing whether UBS misled customers in the sales of its structured notes and products linked to its […]