Zamansky LLC announces that it is investigating losses suffered by UPS employees from holding concentrated stock positions on margin at full service brokerage firms. Brokerage firms have obligations to provide customers with suitable advice and to recommend diversification or hedging.
Zamansky LLC notifies all investors in Affymax Inc. (“Affymax”) that it is investigating the recall of Omontys, its anemia treatment for kidney dialysis patients due to reports of fatal reactions, for possible securities fraud or disclosure law violations.
Zamansky LLC announces that it has filed a FINRA arbitration on behalf of a 71 year-old retired physician against brokerage firm Axiom Capital Management Inc., located in New York, New York, for excessive trading and unsuitable short-selling of securities.
Transcript I’m attorney Jake Zamansky. UBS misrepresented the risks of the YES yield enhancement strategy to investors. When the market experienced extreme volatility, the YES Iron Condor trading strategy blew up, causing investor losses. Contact me at jake@zamansky.com or 212-742-1414 to discuss recovering UBS yield enhancement strategy losses. Thank you. Zamansky LLC […]
Zamansky LLC is investigating sales of JPMorgan’s Alternative Property Fund, Greater China Fund, Fleming European Property Fund and U.S. Real Estate Income & Growth Fund hedge funds over whether these Funds were suitable for, and the risks properly disclosed to, investors by the financial advisors who sold them.
Zamansky LLC announces an investigation into potential claims by brokerage account customers who purchased Bank of America structured notes or other noted linked to a Volatility Index.
Zamansky LLC has filed a FINRA arbitration on behalf of a Pennsylvania couple alleging that their brokerage firm, UBS Financial Services, Inc., wrongly recommended that they purchase over $50,000 worth of structured products issued by the now-bankrupt Lehman Brothers in their individual retirement accounts.
Zamansky LLC announces that it is expanding its investigation of Paulson & Co.’s (“Paulson”) Advantage and Advantage Plus hedge funds (the “Funds”) as well as related feeder funds sold by major brokerage firms, such as Morgan Stanley, Citigroup, UBS Financial and Merrill Lynch, over gold losses.
Zamansky LLC investigates sales of Globus Maritime Limited stock to brokerage account customers of Ladenburg Thalmann & Co. and other firms.
Zamansky LLC is investigating financial advisor Lewis Hunter of H. D. Vest Investment Services over possible unauthorized recommendations and withdrawals of funds by customers for foreign currency trading.