Zamansky LLC has filed a Financial Industry Regulatory Authority (FINRA) arbitration on behalf of a Pennsylvania couple. The couple is alleging that their brokerage firm, UBS Financial Services, Inc., wrongly recommended that they purchase over $50,000 worth of structured products issued by the now-bankrupt Lehman Brothers in their individual retirement […]
Jake Zamansky appeared on CNBC to discuss the mysterious death of Invesco private wealth manager S. Mark Powell, and what his alleged misconduct may mean for the firm in terms of legal liability.
Zamansky LLC Announces Its Investigation of the Late S. Mark Powell of Invesco’s Atlantic Trust Unit
Zamansky LLC announces that it is investigating the late S. Mark Powell of Invesco Ltd.’s Atlantic Trust Unit. The investigation concerns over his activities and dealings with customers. On May 28, 2013, the Wall Street Journal reported in “Manager’s Death Shakes Texas Investors,” that after Mr. Powell died two weeks […]
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