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Zamansky LLC notifies all customers of Allied Beacon Partners, Inc. that it is investigating the company’s conduct in light of FINRA’s recent disciplinary action.
Zamansky LLC is investigating Diversified Lending Group Inc. (“DLG”) notes that were sold to investors by full-service or independent brokerage firms.
Zamansky LLC is investigating sales of the Mariner Access Fund and the Mariner 2X Access Funds to Merrill Lynch brokerage customers and whether they have suffered substantial losses from funds or liquidity problems.
Zamansky LLC has filed a FINRA arbitration on behalf of a 63 year-old former customer of Davis & O’Bannon Inc., an investment firm located in Williamsville, NY, alleging unsuitable and excessive trading involving high trading volumes, speculative short stock positions and high margin levels.
Zamansky LLC has filed the first reported FINRA arbitration on behalf of a 70-year-old retiree who was an investor in the UBS Willow Fund LLC, alleging claims of unsuitability, breach of fiduciary duty and failure to properly supervise for the fund’s material deviation towards speculating in foreign sovereign credit default […]
Zamansky LLC notifies all former employees of United Technologies Corp. that it is investigating the company over allegations in a lawsuit filed by a former employee over United Technologies’ cancellation of vested stock under the Employee Scholar Program/Restricted Stock Unit Plan.
Zamansky LLC announces that it is updating its investigation of Apple structured notes in view of the recent Goldman Sachs’ downgrade. Previously, Goldman Sachs had issued $29 million of Apple structured notes just before earnings were released, and it was forced to downgrade the stock.
Zamansky LLC notifies all investors in Rockwell Medical Technologies Inc., the biopharmaceutical company, for possible violations of federal securities laws over its publis statements and representations about the progress of Soluble Ferric Pyrophosphate (“SFP”), an experimental iron-therapy drug intended to treat iron-deficiency.
Zamansky LLC announces that it is expanding its investigation of Paulson “feeder” funds in view of the dismissal of the Culverhouse lawsuit. Paulson “feeder” funds are private equity or hedge funds sold by major brokerage firms such as Morgan Stanley, Citigroup, UBS Financial and Merrill Lynch which invested in Paulson […]
Zamansky LLC announces that its updating its investigation over potential violations of the Employee Retirement Income Security Act (“ERISA”) in the J.C. Penney Corporation’s Employee Savings, Profit-Sharing and Stock Ownership Plan (the “Plan”).