Zamansky LLC has filed another FINRA arbitration on behalf of a Arizona retiree who was an investor in the UBS Willow Fund LLC (“UBS Willow Fund”).
Zamansky LLC is investigating the Quantek Opportunity Fund LP (“Quantek Opportunity Fund”) for possible fraud towards investors.
Zamansky LLC is investigating the valuation firm Robert A. Stanger & Co. Inc. for its possible role in the fraud by J.C. Reed & Company Inc. (“J.C. Reed”) and Barron A. Mathis (“Mathis”).
Zamansky LLC has filed a FINRA arbitration on behalf of 82 year-old and two late 70s year-old investors with brokerage accounts at Investors Capital Corp. (“ICC”). The case is FINRA No. TN1300426.
Zamansky LLC is investigating possible securities law violations or breaches of fiduciary duties owed by shareholders by Chemed Corporation (“Chemed”) following the U.S. Department of Justice’s (“DOJ”) announcement that it filed a lawsuit against Chemed’s Vitas Hospice units (“Vita”) alleging that it knowingly overbilled the Government’s Medicare program (http://www.justice.gov/opa/pr/2013/May/13-civ-500.html (http://www.justice.gov/opa/pr/2013/May/13-civ-500.html)). […]
Zamansky LLC has filed a FINRA arbitration on behalf of a Buffalo, New York man in his late 60s against his brokerage firm, Merrill Lynch Pierce, Fenner & Smith, Inc. (“Merrill Lynch”). The case is FINRA No. 13-00646.
Zamansky LLC has filed another FINRA arbitration on behalf of a 49-year-old North Carolina man alleging that his brokerage firm, UBS Financial Services, Inc., wrongly recommended that he purchase $128,000 worth of structured products issued by the now-bankrupt Lehman Brothers in his individual retirement account. The case is FINRA No. […]
Below is a recent article published by securities lawyer Jake Zamansky on Forbes.com (4/25/13) The Securities and Exchange Commission is worried that municipal bankruptcies, combined with an expected spike in interest rates, means that the muni bond market could face “Armageddon,” according to a report last week by SEC commissioner […]
Jake Zamansky appeared today on Fox Business to discuss the recently revealed insider trading at SAC Capital.