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Zamansky LLC announces an investigation into potential claims by UBS brokerage account customers who purchased structured notes called Double Short Leveraged Securities Linked to the Barclay’s 10 Year Treasury Index, and other “short” structured notes linked to S&P Indexes.
Zamansky LLC is investigating financial advisors at major Wall Street brokerage firm over whether financial advisors recommended unsuitable margin levels for conservative and moderate investors.
Zamansky LLC announces that it has filed a FINRA arbitration on behalf of a retired dentist against brokerage firm, Merrill Lynch, Pierce, Fenner & Smith, Inc. for allegedly investing his brokerage account too heavily into stocks and stock mutual funds, and not into income investments that were needed.
Zamansky LLC investigates RadioShack’s Employee Retirement and 401(k) Plan for possible violations of the Employee Retirement Income Security Act (“ERISA”) for holding too much company stock while it has fallen in value.
Zamansky LLC announces that it filed a FINRA arbitration on behalf of a 78 year-old widow who was a securities customer against brokerage firm NFP Securities Inc. The case seeks damages of $1.2 million for allegedly unsuitable investments in illiquid, non-public funds engaged in financing, leasing and oil/gas royalties. Zamansky […]
Zamansky LLC announces that it is investigating the sales of “insurance-dedicated funds” to investors through policies issued by Sunlife Insurance Company, AIG Life Insurance Company, and other insurance companies.
Zamansky LLC investigates Intuitive Surgical Inc. for possible violations of federal securities laws over its representations related to its robotic-assisted minimally invasive surgery systems during the period of April 18, 2012 through March 14, 2013.
Zamansky LLC notifies all investors in the TNP Strategic Retail Trust, Inc. (TNP), a non-traded real estate investment trust, that it is investigating the company’s announcement that it is suspending dividend payments.
Zamansky LLC has filed another FINRA arbitration on behalf of a 57 year-old New Jersey woman alleging that her brokerage firm, UBS Financial Services, Inc., wrongly recommended that she purchase $60,000 worth of structured products issued by the now-bankrupt Lehman Brothers in her individual retirement account.
Zamansky LLC updates its investigation of Cole Credit Property Trust III in view of the recent Special Committee approval of the acquisition of Cold Holdings Corp. over whether the transaction breaches fiduciary duties owed to shareholders.