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Zamansky LLC is investigating sales of JPMorgan’s Alternative Property Fund, Greater China Fund, Fleming European Property Fund and U.S. Real Estate Income & Growth Fund hedge funds over whether these Funds were suitable for, and the risks properly disclosed to, investors by the financial advisors who sold them.
Zamansky LLC announces an investigation into potential claims by brokerage account customers who purchased Bank of America structured notes or other noted linked to a Volatility Index.
Zamansky LLC has filed a FINRA arbitration on behalf of a Pennsylvania couple alleging that their brokerage firm, UBS Financial Services, Inc., wrongly recommended that they purchase over $50,000 worth of structured products issued by the now-bankrupt Lehman Brothers in their individual retirement accounts.
Zamansky LLC announces that it is expanding its investigation of Paulson & Co.’s (“Paulson”) Advantage and Advantage Plus hedge funds (the “Funds”) as well as related feeder funds sold by major brokerage firms, such as Morgan Stanley, Citigroup, UBS Financial and Merrill Lynch, over gold losses.
Zamansky LLC investigates sales of Globus Maritime Limited stock to brokerage account customers of Ladenburg Thalmann & Co. and other firms.
Zamansky LLC is investigating financial advisor Lewis Hunter of H. D. Vest Investment Services over possible unauthorized recommendations and withdrawals of funds by customers for foreign currency trading.
Zamansky LLC announces an investigation into potential claims by UBS brokerage account customers who purchased structured notes called Double Short Leveraged Securities Linked to the Barclay’s 10 Year Treasury Index, and other “short” structured notes linked to S&P Indexes.
Zamansky LLC is investigating financial advisors at major Wall Street brokerage firm over whether financial advisors recommended unsuitable margin levels for conservative and moderate investors.
Zamansky LLC announces that it has filed a FINRA arbitration on behalf of a retired dentist against brokerage firm, Merrill Lynch, Pierce, Fenner & Smith, Inc. for allegedly investing his brokerage account too heavily into stocks and stock mutual funds, and not into income investments that were needed.
Zamansky LLC investigates RadioShack’s Employee Retirement and 401(k) Plan for possible violations of the Employee Retirement Income Security Act (“ERISA”) for holding too much company stock while it has fallen in value.