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Zamansky LLC has filed the first reported FINRA arbitration on behalf of a 70-year-old retiree who was an investor in the UBS Willow Fund LLC, alleging claims of unsuitability, breach of fiduciary duty and failure to properly supervise for the fund’s material deviation towards speculating in foreign sovereign credit default […]
Zamansky LLC notifies all former employees of United Technologies Corp. that it is investigating the company over allegations in a lawsuit filed by a former employee over United Technologies’ cancellation of vested stock under the Employee Scholar Program/Restricted Stock Unit Plan.
Zamansky LLC announces that it is updating its investigation of Apple structured notes in view of the recent Goldman Sachs’ downgrade. Previously, Goldman Sachs had issued $29 million of Apple structured notes just before earnings were released, and it was forced to downgrade the stock.
Zamansky LLC notifies all investors in Rockwell Medical Technologies Inc., the biopharmaceutical company, for possible violations of federal securities laws over its publis statements and representations about the progress of Soluble Ferric Pyrophosphate (“SFP”), an experimental iron-therapy drug intended to treat iron-deficiency.
Zamansky LLC announces that it is expanding its investigation of Paulson “feeder” funds in view of the dismissal of the Culverhouse lawsuit. Paulson “feeder” funds are private equity or hedge funds sold by major brokerage firms such as Morgan Stanley, Citigroup, UBS Financial and Merrill Lynch which invested in Paulson […]
Zamansky LLC announces that its updating its investigation over potential violations of the Employee Retirement Income Security Act (“ERISA”) in the J.C. Penney Corporation’s Employee Savings, Profit-Sharing and Stock Ownership Plan (the “Plan”).
Zamansky LLC is investigating allegations of payments by mutual fund companies to wealth management firms Sontag Advisory LLC, PHH Investments Ltd., Dion Money Management LLC and Luminous Capital, a division of First Republic Bank. The investigation on behalf of the account-holders concerns whether fees were received by these wealth management […]
Zamansky LLC (“Zamansky”) announces that it is investigating Success Trade Securities, Inc. (“Success Trade”) located in Washington D.C., and its CEO & President, Fuad Ahmed. The investigation concerns sales by Success Trade and Ahmed of promissory notes to investors, and the possible misuse of funds.
Zamansky LLC announces that it is investigating financial advisor Haran Brucker, and his former brokerage firm, Investors Capital Corporation located in Melville, New York, on behalf of customers for possible sales practices violations.
Zamansky LLC is investigating Wilshire Associates, Cambridge Associates and Mercer Investment, three pension consulting firms. The investigation concerns whether these pension consulting firms recommended Westbridge Capital to their clients who then became victims of an alleged ponzi scheme, and the sufficiency of the firms’ due diligence.