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Zamansky LLC announces that it filed a FINRA arbitration on behalf of a 78 year-old widow who was a securities customer against brokerage firm NFP Securities Inc. The case seeks damages of $1.2 million for allegedly unsuitable investments in illiquid, non-public funds engaged in financing, leasing and oil/gas royalties. Zamansky […]
Zamansky LLC announces that it is investigating the sales of “insurance-dedicated funds” to investors through policies issued by Sunlife Insurance Company, AIG Life Insurance Company, and other insurance companies.
Zamansky LLC investigates Intuitive Surgical Inc. for possible violations of federal securities laws over its representations related to its robotic-assisted minimally invasive surgery systems during the period of April 18, 2012 through March 14, 2013.
Zamansky LLC notifies all investors in the TNP Strategic Retail Trust, Inc. (TNP), a non-traded real estate investment trust, that it is investigating the company’s announcement that it is suspending dividend payments.
Zamansky LLC has filed another FINRA arbitration on behalf of a 57 year-old New Jersey woman alleging that her brokerage firm, UBS Financial Services, Inc., wrongly recommended that she purchase $60,000 worth of structured products issued by the now-bankrupt Lehman Brothers in her individual retirement account.
Zamansky LLC updates its investigation of Cole Credit Property Trust III in view of the recent Special Committee approval of the acquisition of Cold Holdings Corp. over whether the transaction breaches fiduciary duties owed to shareholders.
Zamansky LLC notifies all customers of Allied Beacon Partners, Inc. that it is investigating the company’s conduct in light of FINRA’s recent disciplinary action.
Zamansky LLC is investigating Diversified Lending Group Inc. (“DLG”) notes that were sold to investors by full-service or independent brokerage firms.
Zamansky LLC is investigating sales of the Mariner Access Fund and the Mariner 2X Access Funds to Merrill Lynch brokerage customers and whether they have suffered substantial losses from funds or liquidity problems.
Zamansky LLC has filed a FINRA arbitration on behalf of a 63 year-old former customer of Davis & O’Bannon Inc., an investment firm located in Williamsville, NY, alleging unsuitable and excessive trading involving high trading volumes, speculative short stock positions and high margin levels.