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In most cases, when an investor suffers significant losses due to fraud, breach of fiduciary duty or any other form of misconduct, they are not alone. In securities fraud and other investment-related cases, there are often numerous individual and institutional investors who all suffer from the same improper deeds. This […]
On August 28, 2015, investors represented by Zamansky LLC attorneys Jacob H. Zamansky and Edward H. Glenn Jr. received a $3.1 million award for losses sustained in connection with closed-end bond fund and municipal bond investments managed by UBS-Puerto Rico. The award represents the largest to date against UBS or […]
Stock fraud is a broad term that can be used to describe many types of deceptive practices that unscrupulous brokers use to make money off of unsuspecting investors. When a broker misleads you or uses your account for his or her own personal gain, you may be entitled to recover […]
On August 28, 2015, investors represented by Zamansky LLC and attorneys Jacob H. Zamansky and Edward H. Glenn Jr. received compensation of $ 3.1 million for losses incurred in connection with closed bond funds and municipal bonds, investments managed by UBS-Puerto Rico. The award represents the largest to date against […]
El 31 de agosto de 2015 un panel arbitral de FINRA les adjudicó $3.1 millones a tres demandantes en relación con las pérdidas derivadas de las inversiones en fondos de bonos cerrados y bonos municipales de UBS Puerto Rico. Los demandantes Ana Teresa Lopez-Gonzalez, Andres Ricardo Gomez y Wave Management […]
If you are like most casual investors, you probably have a basic understanding of the terminology used to describe the different people involved in managing your investment portfolio. But, you may not realize the legal implications of a person being in one role versus another. When it comes to who […]
Every day, individual investors fall victim to errors, negligence and misconduct on the part of their stock brokers. When stock brokers’ improper actions result in stock market losses, investors may be entitled to financial compensation. If you are questioning your broker’s actions, an experienced securities lawyer will be able to […]
Imagine being responsible for hundreds of millions, or even several billion, dollars of other people’s money. Imagine that you are getting paid more than enough to live a lavish lifestyle in New York City to manage that money – to study diverse markets and make investment decisions to protect it […]
The vast majority of disputes between individual investors and their brokers are handled through securities arbitration under the rules of the Financial Industry Regulatory Authority (FINRA). Arbitration is a process that is somewhat similar to filing a lawsuit in court; however, there are far fewer formalities with arbitration and arbitrating […]
Our attorneys regularly write about what happens and what to do when investments go wrong. We have discussed everything from stock broker fraud to the implications of national debt crises for individual investors. In this article, we are getting back to basics. Whether you are a first-time investor or a […]