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Our UBS Yes Strategy Lawyers Score a Big Win On September 15, 2021, our firm succeeded in securing a $358,000 arbitration award on behalf of a UBS yield enhancement strategy (YES) investor. The three-member arbitration panel also ordered UBS to pay more than 90 percent of the fees incurred for […]
The law firm is investigating potential legal claims for investors who purchased shares of the LJM Growth and Preservation Fund (LJM) through Cambridge Investment Research, and then suffered losses when LJM collapsed. Recently, the Financial Industry Regulatory Authority (FINRA) reached a regulatory settlement with Cambridge Investment Research in which the […]
We are investigating potential legal claims on behalf of investors who purchased L Bonds of GWG Holdings Inc. (GWGH). GWGH issued $1 billion L Bonds to investors with maturities of two to seven years to finance its purchase of life insurance policies. Recently, these L Bonds defaulted in paying interest, […]
Have You Suffered Losses with the UBS YES Strategy? UBS Is Currently Facing Multiple Investor Fraud Claims Related to Its Yield Enhancement Strategy. Like most large investment brokerage firms, UBS has faced its fair share of scrutiny in recent years. While the firm has been the subject of investigations targeting […]
We are investigating potential legal claims on behalf of investors who were clients of UBS financial advisor Andrew Burish and The Burish Group of Madison, Wisconsin. Andrew Burish is a 38-year industry veteran at UBS who leads a team with14 advisors and $4 billion in client assets, according to its […]
Investment fraud attorney Jacob Zamansky and the team at Zamansky LLC is investigating Greensill Capital (“Greensill”) and Credit Suisse on behalf of any US investors who suffered losses due to potential fraud or misconduct. Recently, Greensill filed for insolvency amid allegations of misconduct and litigation over its business practices and […]
As much of the world focuses on moving forward in 2021, individuals who invested in UBS’ yield enhancement strategy (YES) in 2020 and prior years are continuing to face significant struggles. Many investors lost millions investing in UBS’ YES strategy; and, due to the nature of this high-risk structured investment […]
Zamansky LLC is investigating the Vida Longevity Fund, LP (“Vida Longevity”) for potential misconduct, misrepresentations, and security law violations relating to the valuation of the fund’s assets. Investment fraud and securities fraud attorney Jake Zamansky has learned of Vida Longevity Fund performance concerns that have investors and shareholders questioning Vida […]
The law firm is investigating Malachite Capital Partners LP (“Malachite”) for possible fraud or breach of fiduciary duty to investors. Due to recent volatility and losses, Malachite announced it was liquidating its fund. According to SEC filings, Malachite’s managers trade variance, forward variance and volatility swap agreements, as well as […]
Zamansky LLC is investigating UBS Financial Services Inc. (UBS), the broker-dealer, over possible sale practice violations which resulted in losses to investors in ETRACs (Symbols: HDLV, SMHD, DVHL, CEFL, CEFZ, BDCL, LBDC, MORL, MRRL, LRET, MLPQ, HOML, MLPZ, LMLP and WTID). UBS ETRACs are exchange-traded notes which track and provide […]