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Yieldstreet advertised that customers could “invest like the 1%” in exclusive real estate deals. Unfortunately, Yieldstreet has imploded and customers have suffered massive losses. Investors claim that Yieldstreet’s offering documents misrepresented the huge risks of investing in Yieldstreet’s real estate deals which suffered outsized losses as interest rates rose and […]
Did you lose money investing in the Easterly ROCMuni High Income Municipal Bond Fund (the “Easterly Fund”)? If so, you may be entitled to recover your investment losses. Many Easterly Fund investors are facing substantial losses after the fund began plummeting in value in June. On June 12, shares in […]
Zamansky LLC is evaluating potential claims against brokers that promoted the Easterly ROCMuni High Income Municipal Bond Fund (RMHIX), also known as the “Easterly Fund,” to their clients. This includes potential claims against Osaic, Stifel, and others. From June 12, 2025 to June 24, 2025, the value of the Easterly […]
Zamansky, LLC is investigating claims against JP Morgan and Morgan Stanley for selling the Tiger Global Fund to the firms’ clients. Our investigation focuses on the conduct of JP Morgan and Morgan Stanley, and the claim that they made unsuitable recommendations of Tiger Global to their clients and failed to […]
Our firm is investigating potential investment fraud claims by customers of Lighthouse Capital Group, LLC (Lighthouse Capital Group) in Pasadena, California. In May 2023, Lighthouse Capital Group consented to an Acceptance, Waiver and Consent (AWC) with FINRA, the Financial Industry Regulatory Authority, which censured the firm and ordered a penalty […]
Our firm is investigating potential investment fraud claims by customers of former UBS and Stifel Nicolaus Financial LLC financial advisor Robert Earle Turner Jr. in Waco, Texas. Mr. Turner was employed by UBS Financial Services Inc. from March 1996 through October 2021, then employed by Stifel Nicolaus & Co, Inc. […]
Our firm is investigating potential investment fraud claims by customers of former Laidlaw & Co. Ltd. (“Laidlaw”) financial advisor Todd Anthony Cirella in Woodbury, New York. In January 2013, Mr. Cirella agreed to an Acceptance, Waiver and Consent (AWC) with FINRA the Financial Industry Regulatory Authority, which suspended him from […]
In December 2022, Insight Securities Inc. (“Insight Securities”) in Highland Park, Illinois, agreed to a censure and fine of $25,000 in a regulatory settlement with FINRA, the Financial Industry Regulatory Authority. This disciplinary action was the result of FINRA’s allegations that Insight Securities, from March 2017 and June 2020, failed […]
Our firm is investigating potential investment fraud claims by customers of former Laidlaw & Co. Ltd. (“Laidlaw”) financial advisor Edward Scott Short in Melville, New York. Mr. Scott’s registration with Laidlaw terminated in October 2022. In January 2013, Mr. Short agreed to an Acceptance, Waiver and Consent (AWC) with FINRA […]
Our firm is investigating potential investment fraud claims by customers of former LPL Financial LLC financial advisor John Nicholas Matson in Manhattan Beach, California. In December 2022, Mr. Matson was barred from the Securities Industry by FINRA, the Financial Industry Regulatory Authority, for refusing to cooperate with their regulatory investigation. […]