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Do You Have a Claim Against Your Broker or Investment Advisor for Overconcentrating Your Portfolio in Financial Stocks?

March 10, 2023 Blog

As we recently discussed, our firm is actively investigating potential claims for investment fraud related to the overconcentration of investors’ portfolios in bank and financial stocks. With the collapse of Silicon Valley Bank, several other bank and financial stocks were hit hard as well, and our preliminary investigations have revealed […]

Zamansky LLC Files $750,000 Investment Fraud Arbitration Claim against RBC Capital Markets for a 78 Year-Old Investor

December 21, 2022 Alternative Investment Lawyer

On behalf of a 78 year-old retiree, we filed a FINRA arbitration investment fraud claim to recover $750,000 in losses against RBC Capital Markets LLC (RBC). The investment fraud claim alleges that, in early 2022, a conservative investor’s accounts were re-allocated by RBC aggressively into managed stocks and corporate bonds […]

Zamansky LLC Investigates Investment Fraud Claims Relating to UBS GOAL Structured Note Losses

December 16, 2022 Alternative Investment Lawyer

We are investigating potential investment fraud claims for investors with losses from structured products sold by accounts at UBS Financial Services Inc. who have suffered losses from investing in any of the firm’s structured notes, called GOAL Yield products, due to recent market volatility.   When the market declines, the GOAL […]

Zamansky LLC Files Long-Term Bond Investment Fraud Arbitration Claim against Vanguard for a 79 Year-Old Investor

December 13, 2022 Alternative Investment Lawyer

On behalf of a 79 year-old college professor, we filed a FINRA arbitration investment fraud claim to recover $150,000 in losses against Vanguard Marketing Corporation (Vanguard). The investment fraud claim alleges that the investor sought prudent investment advice from Vanguard on “very conservative” investments, and was provided with an Investment […]

Zamansky LLC Investigates Unsuitable Sales by Broker-Dealers and Investment Advisors of Alternative Investments

December 8, 2022 Alternative Investment Lawyer

Our firm is investigating unsuitable sales of alternative investments by broker-dealer and financial advisors to retirees, conservative and risk-averse investors. Retirees, conservative and risk-averse investors should avoid alternative investments because they are higher risk investments than traditional investments. Alternative investments include the following: Private Placements Hedge Funds Regulation D (Reg […]

Client Reviews

“Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what’s right.”

Richard R.
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