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Zamansky LLC Investigates Unsuitable Sales by Broker-Dealers and Investment Advisors of Alternative Investments

December 8, 2022 Alternative Investment Lawyer

Our firm is investigating unsuitable sales of alternative investments by broker-dealer and financial advisors to retirees, conservative and risk-averse investors. Retirees, conservative and risk-averse investors should avoid alternative investments because they are higher risk investments than traditional investments.

Alternative investments include the following:

  • Private Placements
  • Hedge Funds
  • Regulation D (Reg D) offerings
  • Promissory notes
  • Real estate investment trusts (REITs)
  • Business development companies
  • Closed-End Funds
  • Oil and gas partnerships
  • Leasing partnerships
  • Structured notes
  • Mortgage-Backed Securities (MBS) and Collateralized Mortgage Obligations (CMOs)
  • Collateralized Loan Obligations (CLOs) and Closed-End Funds
  • Credit Default Swaps (CDS)

Broker-dealers and financial advisors are required to perform due diligence on alternative investments before selling then to investors, and required to conduct research to make sure that an investment is suitable for investors.
Our firm is investigating broker-dealers and financial advisors who sold these alternative investments claiming that they are appropriate for retirees because they provide income, that they are “safe” because their value is not subject to market volatility or that they provide “diversification” because their value is not correlated with the markets.

Our firm is investigating sales of these alternative investments:

  • GPB Capital Holdings
  • Northstar Healthcare REIT
  • Vida Longevity Fund, LP
  • Northstar Financial Services
  • NRIA Portfolio Partners Fund I. LLC
  • Frontier Communications from FMSbonds
  • FS KKR Capital Corp. II
  • FS Energy and Power Fund
  • WestCap Management

What Investors Can Do

If you were an investor in any alternative investment and have a loss or concern about your investment, you can contact our firm for a review of the investment without obligation or cost to you. We are experienced alternative investment fraud attorneys. Please contact our firm by email at or call (212) 742-1414.

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