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Zamansky LLC Investigates Legal Claims For Investors With Losses From Yield Enhancement Strategies

December 26, 2018 Active Cases & Investigations

We are investigating legal claims on behalf of investors who have suffered losses from investing in any “Yield Enhancement Strategy,” or “YES” strategy.  A YES strategy is a form of investing where call or put options are sold to enhance returns in relatively stable or flat markets.  The YES strategy is often sold as a “safe” or “stable” return strategy for investors.  However, YES strategies rely on various options or derivatives to generate the yield, which can involve substantial risk of volatility or loss if the market moves against the position.

UBS Financial Services, Credit Suisse, Merrill Lynch, Morgan Stanley and other large investment firms have offered YES strategies in various forms or products, sometimes through managed accounts, structured notes or funds.  These investment products or funds can be highly risky and speculative, and should only be purchased by aggressive investors.

If you have suffered losses from any YES strategy offered through a large brokerage or investment firm, please contact our firm for an evaluation of your legal rights.  You may have a legal claim to recover your losses.

Client Reviews

“Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what’s right.”

Richard R.

“Throughout my entire case, Jake Zamansky was incredibly responsive and spent time walking me through each step of the process. He is professional and worked with my challenging schedule, even meeting with me nights and on weekends. He knew exactly which turn to take when it came to my case and yet was respectful of any decisions I wanted to make resulting in a positive outcome.”

Donald A.

“Jake Zamansky and his firm represented me in a FINRA arbitration case to recover investment losses. Jake and his team were very professional and worked very hard preparing for trial and then reaching a substantial settlement of our case. I would highly recommend them.”

William E.

“Jake Zamansky represented me in a FINRA arbitration case which allowed me to recover a substantial portion of investment losses. He is truly an expert in this space and I would highly recommend him to those investors who may have been been a victim of investment fraud.”

Chris K.

“Jake and his team did a great job communicating with me throughout the process of my lawsuit. I would recommend him to anyone looking to sue UBS for unethical practices.”

Mike A.
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