Skip to Content

Zamansky LLC Investigates The UBS Carlyle I and II Funds

July 17, 2013 Blog

Zamansky LLC is investigating the UBS Carlyle Fund I, LLC and UBS Carlyle Fund II, LLC (“UBS Carlyle”), private investment funds sold by UBS Financial Services Inc. (“UBS Financial Services”) and its financial advisors to the firm’s brokerage customers.

According to filings with the U.S. Securities & Exchange Commission (“SEC”), available at http://www.sec.gov, on October 11, 2007, UBS Carlyle II filed a Form D disclosing that it had sold $62.275 million of limited liability company interests. UBS Financial Services is listed as the “sponsor” in this Form D.

Zamansky is investigating sales of the UBS Carlyle Funds to investors. According to hedge fund fraud attorney Jake Zamansky, “private investments are inherently risky and not appropriate or suitable for conservative or other risk-averse investors. Any investor who purchased one of these funds but who did not want to invest in high risk investments may have legal recourse.”

What Fund Investors Can Do

If you invested in the UBS Carlyle Funds and would like to us to review your investments or discuss your legal rights, you may, without obligation or cost to you, email jake@zamansky.com or call the law firm at (212) 742-1414.

About Zamansky LLC

Zamansky LLC are leading stock market fraud lawyers, specializing in securities arbitration and securities class action litigation. Our FINRA attorneys represent both individual and institutional investors in claims of stock broker fraud. Our securities arbitration practice is nationally recognized for our ability to aggressively prosecute cases and recover losses.

Contacts

To learn more about Zamansky, please visit our website, https://www.zamansky.com.

Contacts

Zamansky & Associates, LLC
50 Broadway – 32nd Floor
New York, NY 10004
Jake Zamansky, 212-742-1414
jake@zamansky.com

Tell Us About
Your Losses

Categories

Jake's Blog

Client Reviews

“Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what’s right.”

Richard R.

“Throughout my entire case, Jake Zamansky was incredibly responsive and spent time walking me through each step of the process. He is professional and worked with my challenging schedule, even meeting with me nights and on weekends. He knew exactly which turn to take when it came to my case and yet was respectful of any decisions I wanted to make resulting in a positive outcome.”

Donald A.

“Jake Zamansky and his firm represented me in a FINRA arbitration case to recover investment losses. Jake and his team were very professional and worked very hard preparing for trial and then reaching a substantial settlement of our case. I would highly recommend them.”

William E.

“Jake Zamansky represented me in a FINRA arbitration case which allowed me to recover a substantial portion of investment losses. He is truly an expert in this space and I would highly recommend him to those investors who may have been been a victim of investment fraud.”

Chris K.

“Jake and his team did a great job communicating with me throughout the process of my lawsuit. I would recommend him to anyone looking to sue UBS for unethical practices.”

Mike A.
View More
Tell Us About Your Losses Get Started