Zamansky LLC notifies all investors in the TNP Strategic Retail Trust, Inc. (TNP), a non-traded real estate investment trust, that it is investigating the company’s announcement that it is suspending dividend payments.
Monthly Archives: May 2013
Zamansky LLC has filed another FINRA arbitration on behalf of a 57 year-old New Jersey woman alleging that her brokerage firm, UBS Financial Services, Inc., wrongly recommended that she purchase $60,000 worth of structured products issued by the now-bankrupt Lehman Brothers in her individual retirement account.
Zamansky LLC updates its investigation of Cole Credit Property Trust III in view of the recent Special Committee approval of the acquisition of Cold Holdings Corp. over whether the transaction breaches fiduciary duties owed to shareholders.
Zamansky LLC notifies all customers of Allied Beacon Partners, Inc. that it is investigating the company’s conduct in light of FINRA’s recent disciplinary action.
Zamansky LLC is investigating Diversified Lending Group Inc. (“DLG”) notes that were sold to investors by full-service or independent brokerage firms.
Zamansky LLC is investigating sales of the Mariner Access Fund and the Mariner 2X Access Funds to Merrill Lynch brokerage customers and whether they have suffered substantial losses from funds or liquidity problems.
Zamansky LLC has filed a FINRA arbitration on behalf of a 63 year-old former customer of Davis & O’Bannon Inc., an investment firm located in Williamsville, NY, alleging unsuitable and excessive trading involving high trading volumes, speculative short stock positions and high margin levels.
Zamansky LLC has filed the first reported FINRA arbitration on behalf of a 70-year-old retiree who was an investor in the UBS Willow Fund LLC, alleging claims of unsuitability, breach of fiduciary duty and failure to properly supervise for the fund’s material deviation towards speculating in foreign sovereign credit default […]
Zamansky LLC notifies all former employees of United Technologies Corp. that it is investigating the company over allegations in a lawsuit filed by a former employee over United Technologies’ cancellation of vested stock under the Employee Scholar Program/Restricted Stock Unit Plan.
Zamansky LLC announces that it is updating its investigation of Apple structured notes in view of the recent Goldman Sachs’ downgrade. Previously, Goldman Sachs had issued $29 million of Apple structured notes just before earnings were released, and it was forced to downgrade the stock.