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Zamansky LLC Investigates Purshe Kaplan Over Sales of Alternative Investments

September 14, 2018 Active Cases & Investigations

The law firm is investigating alternative investments sold by Purshe Kaplan Sterling Investments Inc. (“Purshe Kaplan”), the brokerage firm based in Albany, New York, with branches located throughout the country. If you are an investor in an alternative investment such as Spring Hills Holdings or GPB Holdings, please contact us for a review of your situation.

In May 2018, a federal court lawsuit was filed by Toni Caiazzo Neff against Purshe Kaplan. Neff, who was a former compliance officer, alleges that she was a “whistle-blower” who was wrongly fired for raising compliance issues concerning the firm’s new product approvals of alternative investments including Spring Hills Holdings or GPB Holdings. Her allegations raise serious issues which should concern investors about these investments.

If you are an investor in an alternative investment sold to you by Purshe Kaplan, particularly, Spring Hills Holdings or GPB Holdings, and wish to have your situation reviewed, please contact our firm for an evaluation. You can contact Jake Zamansky by telephone at (212) 742-1414 or by email at jake@zamansky.com.

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