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Wall Street brokers such as UBS, Morgan Stanley and Merrill Lynch sold billions of dollars in complex “structured products or notes” to their retail customers in recent years. Brokers pitched the structured products as “low risk” bond-like investments with higher yields. Unfortunately, many customers were not told of the significant […]
Wells Fargo recently appealed a Georgia judge’s decision that the financial institution and its outside lawyer committed fraud on FINRA, rigging the investor dispute process and putting into question the fairness of the regulator’s entire arbitration system. We’ve discussed the legal woes surrounding Wells Fargo in the past; however, this […]
Many Iranian-Americans invested in GWG Holdings L Bonds after hearing a pitch by financial adviser Tony Barouti on his Persian-language radio show. As we have previously reported, our investment fraud attorneys are investigating and pursuing claims of alleged securities fraud, investment fraud, misrepresentation, breach of fiduciary duty, and other unsuitability violations toward […]
On February 10, 2022, the U.S. Senate passed a bill that seeks to give more rights to victims of sexual harassment and sexual assault in the workplace. The U.S. House of Representatives has passed the bill as well, and President Biden has indicated that he will sign the bill into […]
We are investigating these former SPACs for potential legal claims concerning breach of fiduciary duty and false and misleading statements to investors. The potential claims relate to misstatements by SPAC sponsors to convince SPAC investors not to redeem their shares ahead of the planned de-SPAC merger. On December 3, 2021, […]
Our law firm is investigating claims for pension funds and other investors who suffered losses in the Allianz Structured Alpha US Equity 500 Fund and Global Equity 500 Fund. According to public reports, these two Structured Alpha Funds were sold and marketed as funds designed to put perform markets in […]
As a result of the Russia-Ukraine war last week, Russia’s sovereign bonds plummeted to distressed levels and Russian stocks dropped the most on record. UBS triggered margin calls on some wealth management clients that use Russian bonds as collateral for their portfolios after marking down the value of debt issued […]
President Joe Biden is expected to issue an executive order on crypto assets as early as this week, according to reports. The executive order reportedly will direct a wide range of government agencies to study cryptocurrency and the central bank digital currency (CBDC) to design a comprehensive strategy. Some of […]
Helping Investors Who Have Suffered Losses in the Alleged Ponzi Scheme Involving Horizon Private Equity III Fund and Oppenheimer Financial Advisors John J. Woods, Michael Mooney, and Arthur Brown On August 20, 2021, the Securities and Exchange Commission (SEC) filed a Complaint against John J. Woods, Michael Mooney and Arthur […]
Zamansky LLC Investigates Investor Losses at Harvest Group Wealth Management LLC and Purshe Kaplan Sterling Investments Due to Proshares Ultra QQQ (QLD) and Proshares Ultra S&P 500 (SSO) We are investigating potential legal claims on behalf of investors with accounts at Harvest Group Wealth Management LLC in Waltham, MA, and […]