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As if individual investors who are feeling the financial effects of the COVID-19 pandemic didn’t have enough to worry about already, the U.S. Securities and Exchange Commission (SEC) has recently initiated enforcement actions against multiple brokers, traders, and companies for alleged fraud related to the novel coronavirus crisis. Even for […]
As the COVID-19 pandemic continues to place a stranglehold on normal life in the United States, more and more people are seeking to profit from the crisis. While there are certainly legitimate business opportunities available for the taking, unfortunately, many people are also seeking to take advantage of the crisis […]
Recently, firm founder and securities fraud lawyer Jake Zamansky published an article discussing the U.S. Securities and Exchange Commission’s (SEC) new Regulation “Best Interest” (Reg BI), which went into effect on June 30, 2020. The implementation of Reg BI is an important development for individual investors, as it establishes a […]
SEC Regulation “Best Interest” Is In Effect Reg BI Imposes a Fiduciary Duty On Stockbrokers Brokers Must Put Their Customers’ Interests First Change is coming to the roughly 300,000 stockbrokers and financial advisers who sell Mom and Pop investors financial services and products. A new industry rule, Regulation Best Interest […]
In Law360’s latest weekly verdict, our own Jake Zamansky and Samuel Bonderoff were recognized for their representation of IBM employees in a case involving substantial stock declines that harmed their retirement savings. The article, in relevant part, states: “Rounding out this week’s legal lions list is Zamansky LLC. The Second […]
While stocks have recovered from their historic March lows, a complex investment product known as the UBS Yield Enhancement Strategy or YES, has not enjoyed a similar bounce back. Just a couple of months ago, the Dow Jones Industrial Average and the S & P 500 suffered their worst first […]
Individual investors who purchased ETRACS leveraged exchange-traded notes (ETNs) from UBS prior to March 2020 are facing substantial losses – so much so that UBS has pulled the product off of the market for new investors. While some will point to the economic impacts of the novel coronavirus (COVID-19) pandemic […]
Another day, another story in the news about the financial crisis investors face from their investments in yield enhancement strategy options (YES)– particularly those offered by UBS. Zamansky, LLC continues to investigate these claims, and the firm’s founder, Jake Zamansky, was recently quoted in the Wall Street Journal regarding the […]
In a recent article posted on AdvisorHub.com, investment fraud attorney Jacob Zamansky notes that there were approximately 1,500 clients who invested in the UBS YES strategy to the tune of $6 billion. Claims are rising steadily, and Zamansky LLC is currently handling 65 claims thus far and seeking damages of […]
Wall Street Created Structured Products For Yield Chasers. Firms Offloaded the Risk To Hedge Funds. Structured Product Holders Suffered Steep Losses. As retail investors searched for yield after the credit crisis of 2008, Wall Street gladly satisfied that need by taking a page from their 2008 financial crisis playbook. Remember […]
“Jake Zamasky and his colleagues represented me in a FINRA arbitration case against a large multinational bank and succeeded in obtaining an award for the full amount of my investment losses. I would highly recommend the Zamansky firm for their experience in securities litigation, their level of detailed research and case preparation, and their ability to effectively fight for what’s right.”
Richard R.“Throughout my entire case, Jake Zamansky was incredibly responsive and spent time walking me through each step of the process. He is professional and worked with my challenging schedule, even meeting with me nights and on weekends. He knew exactly which turn to take when it came to my case and yet was respectful of any decisions I wanted to make resulting in a positive outcome.”
Donald A.“Jake Zamansky and his firm represented me in a FINRA arbitration case to recover investment losses. Jake and his team were very professional and worked very hard preparing for trial and then reaching a substantial settlement of our case. I would highly recommend them.”
William E.“Jake Zamansky represented me in a FINRA arbitration case which allowed me to recover a substantial portion of investment losses. He is truly an expert in this space and I would highly recommend him to those investors who may have been been a victim of investment fraud.”
Chris K.“Jake and his team did a great job communicating with me throughout the process of my lawsuit. I would recommend him to anyone looking to sue UBS for unethical practices.”
Mike A.