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Many investors are facing substantial losses due to the collapse of the Easterly ROCMuni High Income Municipal Bond Fund (RMHIX) (the “Easterly Fund”). If you are one of these investors, it is important to ensure that you are making informed decisions about how best to deal with your situation. While […]

Investment fraud lawyer Jake Zamansky recently shared important insights in a TalkMarkets.com article regarding the uptick in interest in AI-related stocks and private equity deals. In that article, Zamansky warns that ordinary retail investors are piling heavily into all things AI, which could ultimately lead to a repeat of the […]

With the price of shares in the Easterly ROCMuni High Income Municipal Bond Fund (RMHIX) (the “Easterly Fund”) remaining at less than $3 per share, we are continuing to hear from investors who have questions about their legal options. As we have previously discussed, while the Easterly Fund was promoted […]

The following article, “The Easterly Fund Goes South,” was published on TalkMarkets.com by Jake Zamansky, securities lawyer. The Easterly Fund Goes South The Easterly ROCMuni High Income Municipal Bond Fund (RMHIX) was pitched to investors by their brokers, mostly, the St Louis based firm Stifel, as a “safe and secure” low […]

Investment Fraud Lawyer Jake Zamansky was recently quoted in Ignites, a service from the Financial Times, about the SEC’s fraudulent 401(k) coin scam case. Read the full article here.

As retail investors wait to see how the markets will ultimately respond to the turmoil of 2022, it is important to keep in mind that market downturns are not the only risks these investors face. Investment fraud is a very real concern as well, and investors face risks ranging from […]

Understanding GWG L Bond Losses and How Emerson Equity Allegedly Defrauded Investors Through the Sale of High-Risk L Bonds  Latest News: GWG Holdings Inc filed for Chapter 11 Bankruptcy on 4/20/2022. The time for investors to act is now! When GWG Holdings Inc. (GWG) defaulted on its L bond interest […]

Clients Recover 100% of UBS YES Loss Recently, we discussed how the tables were turning in favor of investors who were involved in UBS-YES arbitration. Attorney Jake Zamansky and his team are proud to announce that our work has added to the recent wins by investors. See the significant FINRA […]

The U.S. Securities and Exchange Commission (SEC) has announced a landmark settlement with UBS Financial Services Inc. related to the firm’s Yield Enhancement Strategy (YES). According to the SEC, UBS “has agreed to pay approximately $25 million to settle fraud charges relating to a complex investment strategy referred to as […]

Each year we represent dozens of investors who have suffered fraudulent losses in FINRA arbitration. The Financial Industry Regulatory Authority (FINRA) regulates securities brokers and brokerage firms, and FINRA arbitration provides a streamlined forum for defrauded investors to pursue claims for recovery. Now that we’re halfway through the year, here […]