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Zamansky LLC has filed another FINRA arbitration on behalf of two Ohio investors in the UBS Willow Fund LLC (“UBS Willow Fund”). The case is against UBS Financial Services, Inc. and is FINRA No. TN 13-00702. Zamansky LLC has filed another FINRA arbitration on behalf of two Ohio investors in […]
Monthly Archives: June 2013
Zamansky LLC announces that it has commenced an investigation over Caterpillar Inc.’s 401(k) Plan over possible violations of the Employee Retirement Income Security Act (“ERISA”), in connection with the EMA Mining acquisition. Any current or former Caterpillar employees who purchased stock from June 2012 through January 2013 may be eligible. […]
Remember when federal Judge Jed Rakoff scared the bejesus out of Wall Street in 2011? That’s when he refused to sign off on a $285-million civil settlement between Citigroup and the Securities and Exchange Commission over a massive mortgage fraud case. Judge Rakoff balked at the logic of the settlement […]
Zamansky LLC announces that it is investigating Andrew Stuart & Company, and its two principals Stuart Horowitz and Andrew Rosenberg, and their broker-dealers, NFP Securities and Securities America, Inc. The investigation concerns alleged misconduct concerning investment recommendations and financial advice. Zamansky LLC announces that it is investigating Andrew Stuart & […]
Zamansky LLC announces that on behalf of shareholders it is investigating Ebix, Inc. (“Ebix”) over the termination of the planned merger with a Goldman Sachs affiliate. The investigation concerns the alleged conduct of Ebix’s senior officers and directors. Zamansky LLC announces that on behalf of shareholders it is investigating Ebix, […]
Zamansky LLC announces that it is investigating sales practices of Guaranteed Income or Lifetime Income Riders or Supplements to variable annuity policies. Zamansky LLC announces that it is investigating sales practices of Guaranteed Income or Lifetime Income Riders or Supplements to variable annuity policies. In an investor publication on its […]
Zamansky LLC announces that it is investigating financial advisor Mark Morrow and sales of notes and equity interests in Detroit Memorial Partners LLC (“DMP”). The investigation also concerns investments in DMP by Angelo Alleca and Summit Wealth Management Inc. Zamansky LLC announces that it is investigating financial advisor Mark Morrow […]
Over a year ago, Congress passed the “Jump-Start Our Business Start-ups Act,” better known as the JOBS Act. Its supporters said the new law would create American jobs by making it easier for “start-ups” to raise money by issuing IPOs – initial public offerings of their shares. Sounds like a […]
Despite bringing the economy to the brink of collapse in 2008 with excessively risky investments, Wall Street appears to have learned nothing from this near-death experience. Rather than recommending investments of a safer nature, Wall Street is once again hawking the riskiest of investments. According to the Wall Street Journal’s […]
Zamansky LLC announces that it has begun an investigation of the suitability of investments in gold and silver funds for investors, in view of recent performance. On May 7, 2013, Reuters reported that gold prices were continuing to fall and that gold exchange traded funds had hit their lowest prices […]