NASD Arbitration

Hiring a securities fraud attorney for NYSE or NASD arbitration

If you are heading into NASD arbitration, or perhaps a similar process with the NYSE, you want to be sure that the securities fraud attorney you hire is the right attorney for the job. An experienced securities fraud attorney can help you navigate through the process of NYSE or NASD arbitration.

If you have discovered irregularities or problems with the way your assets are being handled, you might want to pursue action with a financial regulatory service. Does this automatically mean that you'll need to get help from a securities fraud attorney? Depending on the specifics of your situation, when facing NASD arbitration or a similar NYSE process, having the assistance of a securities attorney can be very beneficial.

Searching for an experienced securities fraud attorney

Headed by Jacob H. Zamansky, Zamansky & Associates, New York, has emerged as one of the leading NASD arbitration firms in the country. Representing individual and institutional investors alike, the firm has won many successful claims against major Wall Street firms. In addition to handling claims and disputes regarding stock analyst research, the firm also helps clients pursue arbitration in matters of suitability, churning, mutual funds, and other financial industry disputes.

Mr. Zamansky has over 26 years of litigation experience gained at private law firms (including Skadden Arps) and as a federal prosecutor (FTC). Recently, Mr. Zamansky has received worldwide recognition for his landmark case against Merrill Lynch on behalf of a New York pediatrician who claimed that he was misled by the stock research of the former superstar Merrill Lynch Analyst Henry Blodget. The successful resolution of the case led to worldwide recognition of Mr. Zamansky's work and to the conflicts of interest investigation by New York Attorney General Elliot Spitzer, which resulted in a $1.4 billion Global Wall Street settlement.

The NASD arbitration process

If you feel that there has been misconduct on the part of a broker, financial analyst, or fund manager, the recourse for the investor is to pursue arbitration (or a similar process with the NYSE). During this process, the investor or group of investors presents claims or disputes relating to the way a financial analyst, financial organization, fund manager, or other financial professional dealt with the management of the investor's financial assets. In order to establish failure to comply with the rules and regulations governing the financial industry, investors or groups of investors must have access to knowledge about these rules and regulations, and what kinds of behaviors would be inconsistent with the rules. Whether the NYSE or some other financial regulatory service will hear your claim, consider the benefits of working with an experienced financial lawyer like Jacob Zamansky.

Regarded as the voice of the individual investor, Mr. Zamansky is a frequent commentator and "source" for CNBC, CNN, National Network News and FOX Business News and has been quoted for publication in virtually every financial and legal publication including The Wall Street Journal, Business Week and Fortune Magazine.

Zamansky & Associates successfully obtained double the losses of a Rubbermaids retiree against Merrill Lynch in an Ohio arbitration. In a groundbreaking ruling (featured in the Sunday New York Times, February 9, 2003 edition), Zamansky stated: "The Wolfe [Rubbermaid] decision sends a message that big Wall Street firms, and their brokers, will be held accountable for destroying the retirement savings of unsuspecting customers by recommending risky high tech stocks and funds." The investor recovered double his losses suffered by investing in speculative high tech stocks and the Merrill Lynch Internet Strategies Fund.

If you suspect financial negligence and the mishandling of assets, contact Zamansky & Associates to receive the highest level of expertise and commitment.

Learn more about Zamansky & Associates.

Securities Fraud

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