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WASHINGTON — UBS is facing more than $600 million in damage claims filed by Puerto Rico investors in closed-end bond... View Article

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Lost $400K in P.R. Bond fund at UBS

Posted: Apr 10, 2014 | Posted in: ,

“A 50-year-old Harlem educator is giving her UBS broker failing grades after she lost $400,000 from her Puerto Rico muni... View Article

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San Juan – La firma de abogados experimentada en casos de fraude de inversiones, Zamansky, LLC, dirigida por el licenciado... View Article

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Otra querella por los fondos mutuos

Posted: Oct 16, 2013 | Posted in:

Desde ayer, la Asociación para la Reglamentación de la Industria Financiera (Finra, por sus siglas en inglés) tiene ante su... View Article

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Pierden los “ahorros de una vida”

Posted: Oct 14, 2013 | Posted in:

“Aquí lo que  ha habido es un fraude. A todos nosotros nos pintaron la panacea. Nos decían que era seguro”.... View Article

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For Investors’ Sake, Keep SLUSA Simple

Posted: Oct 11, 2013 | Posted in:

Will the Supreme Court stop judges from getting too creative with the Securities Litigation Uniform Standards Act? Click here to... View Article

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Law360, New York (September 30, 2013, 3:26 PM ET) — A New York federal judge on Monday slashed several claims... View Article

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Law360, New York (September 20, 2013, 5:36 PM ET) — Plaintiffs in a putative securities fraud class action against Harbinger... View Article

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Law360, New York (August 23, 2013, 5:48 PM ET) — Principal Financial Group Inc. has agreed to pay $3.2 million... View Article

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Introduction Disciplinary Proceedings Number 2009020741901 was filed on May 27,2011 and amended on December 13, 2011, by the Department of... View Article

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