Introduction Disciplinary Proceedings Number 2009020741901 was filed on May 27,2011 and amended on December 13, 2011, by the Department of Enforcement of the Financial Industry Regulator Authority (FINRA)
Monthly Archives: October 2012
Plaintiff Matt L individually and on behalf of the class of other similarly situated participants in and beneficiaries of JP Morgan Chase and Company’s retirement plan (“Plan”), brings this civil enforcement action under Section 502 of the Employee Retirement Income Security Act (“ERISA”)
Jake Zamansky recently appeared on CNBC to discuss the fear that mom-and-pop retail investors have of increasingly volatile markets that appear to be rigged in favor of big institutional investors.